This book will be
profoundly uncomfortable to read. It was profoundly
uncomfortable to write. It tells the story of IBM's conscious
involvement--directly and through its subsidiaries--in the
Holocaust, as well as its involvement in the Nazi war machine that
murdered millions of others throughout Europe.
Mankind
barely noticed when the concept of massively organized information
quietly emerged to become a means of social control, a weapon of
war, and a roadmap for group destruction. The unique igniting event
was the most fateful day of the last century, January 30, 1933, the
day Adolf Hitler came to power. Hitler and his hatred of the Jews
was the ironic driving force behind this intellectual turning point.
But his quest was greatly enhanced and energized by the ingenuity
and craving for profit of a single American company and its
legendary, autocratic chairman. That company was International
Business Machines, and its chairman was Thomas J. Watson.
Der
Führer's obsession with Jewish destruction was hardly original.
There had been czars and tyrants before him. But for the first time
in history, an anti-Semite had automation on his side. Hitler didn't
do it alone. He had help.
In the
upside-down world of the Holocaust, dignified professionals were
Hitler's advance troops. Police officials disregarded their duty in
favor of protecting villains and persecuting victims. Lawyers
perverted concepts of justice to create anti-Jewish laws. Doctors
defiled the art of medicine to perpetrate ghastly experiments and
even choose who was healthy enough to be worked to death--and who
could be cost-effectively sent to the gas chamber. Scientists and
engineers debased their higher calling to devise the instruments and
rationales of destruction. And statisticians used their little known
but powerful discipline to identify the victims, project and
rationalize the benefits of their destruction, organize their
persecution, and even audit the efficiency of genocide. Enter IBM
and its overseas subsidiaries.
Solipsistic and dazzled
by its own swirling universe of technical possibilities, IBM was
self-gripped by a special amoral corporate mantra: if it can be
done, it should be done. To the blind technocrat, the means were
more important than the ends. The destruction of the Jewish people
became even less important because the invigorating nature of IBM's
technical achievement was only heightened by the fantastical profits
to be made at a time when bread lines stretched across the world.
So how
did it work?
When
Hitler came to power, a central Nazi goal was to identify and
destroy Germany's 600,000 Jews. To Nazis, Jews were not just those
who practiced Judaism, but those of Jewish blood, regardless of
their assimilation, intermarriage, religious activity, or even
conversion to Christianity. Only after Jews were identified could
they be targeted for asset confiscation, ghettoization, deportation,
and ultimately extermination. To search generations of communal,
church, and governmental records all across Germany--and later
throughout Europe--was a cross-indexing task so monumental, it
called for a computer. But in 1933, no computer existed.
When
the Reich needed to mount a systematic campaign of Jewish economic
disenfranchisement and later began the massive movement of European
Jews out of their homes and into ghettos, once again, the task was
so prodigious it called for a computer. But in 1933, no computer
existed.
When
the Final Solution sought to efficiently transport Jews out of
European ghettos along railroad lines and into death camps, with
timing so precise the victims were able to walk right out of the
boxcar and into a waiting gas chamber, the coordination was so
complex a task, this too called for a computer. But in 1933, no
computer existed.
However, another
invention did exist: the IBM punch card and card sorting system--a
precursor to the computer. IBM, primarily through its German
subsidiary, made Hitler's program of Jewish destruction a
technologic mission the company pursued with chilling success. IBM
Germany, using its own staff and equipment, designed, executed, and
supplied the indispensable technologic assistance Hitler's Third
Reich needed to accomplish what had never been done before--the
automation of human destruction. More than 2,000 such multi-machine
sets were dispatched throughout Germany, and thousands more
throughout German-dominated Europe. Card sorting operations were
established in every major concentration camp. People were moved
from place to place, systematically worked to death, and their
remains cataloged with icy automation.
IBM
Germany, known in those days as Deutsche Hollerith Maschinen
Gesellschaft, or Dehomag, did not simply sell the Reich machines and
then walk away. IBM's subsidiary, with the knowledge of its New York
headquarters, enthusiastically custom-designed the complex devices
and specialized applications as an official corporate undertaking.
Dehomag's top management was comprised of openly rabid Nazis who
were arrested after the war for their Party affiliation. IBM NY
always understood--from the outset in 1933--that it was courting and
doing business with the upper echelon of the Nazi Party. The company
leveraged its Nazi Party connections to continuously enhance its
business relationship with Hitler's Reich, in Germany and throughout
Nazi-dominated Europe.
Dehomag
and other IBM subsidiaries custom-designed the applications. Its
technicians sent mock-ups of punch cards back and forth to Reich
offices until the data columns were acceptable, much as any software
designer would today. Punch cards could only be designed, printed,
and purchased from one source: IBM. The machines were not sold, they
were leased, and regularly maintained and upgraded by only one
source: IBM. IBM subsidiaries trained the Nazi officers and their
surrogates throughout Europe, set up branch offices and local
dealerships throughout Nazi Europe staffed by a revolving door of
IBM employees, and scoured paper mills to produce as many as 1.5
billion punch cards a year in Germany alone. Moreover, the fragile
machines were serviced on site about once per month, even when that
site was in or near a concentration camp. IBM Germany's headquarters
in Berlin maintained duplicates of many code books, much as any IBM
service bureau today would maintain data backups for computers.
I was
haunted by a question whose answer has long eluded historians. The
Germans always had the lists of Jewish names. Suddenly, a squadron
of grim-faced SS would burst into a city square and post a notice
demanding those listed assemble the next day at the train station
for deportation to the East. But how did the Nazis get the lists?
For decades, no one has known. Few have asked.
The
answer: IBM Germany's census operations and similar advanced people
counting and registration technologies. IBM was founded in 1898 by
German inventor Herman Hollerith as a census tabulating company.
Census was its business. But when IBM Germany formed its
philosophical and technologic alliance with Nazi Germany, census and
registration took on a new mission. IBM Germany invented the racial
census--listing not just religious affiliation, but bloodline going
back generations. This was the Nazi data lust. Not just to count the
Jews--but to identify them.
People
and asset registration was only one of the many uses Nazi Germany
found for high-speed data sorters. Food allocation was organized
around databases, allowing Germany to starve the Jews. Slave labor
was identified, tracked, and managed largely through punch cards.
Punch cards even made the trains run on time and cataloged their
human cargo. German Railway, the Reichsbahn, Dehomag's biggest
customer, dealt directly with senior management in Berlin. Dehomag
maintained punch card installations at train depots across Germany,
and eventually across all Europe.
How
much did IBM know? Some of it IBM knew on a daily basis throughout
the 12-year Reich. The worst of it IBM preferred not to know--"don't
ask, don't tell" was the order of the day. Yet IBM NY officials, and
frequently Watson's personal representatives, Harrison Chauncey and
Werner Lier, were almost constantly in Berlin or Geneva, monitoring
activities, ensuring that the parent company in New York was not cut
out of any of the profits or business opportunities Nazism
presented. When U.S. law made such direct contact illegal, IBM's
Swiss office became the nexus, providing the New York office
continuous information and credible deniability.
Certainly, the dynamics
and context of IBM's alliance with Nazi Germany changed throughout
the twelve-year Reich. I want the full story understood in context.
Skipping around in the book will only lead to flawed and erroneous
conclusions. So if you intend to skim, or rely on selected sections,
please do not read the book at all. Make no mistake. The Holocaust
would still have occurred without IBM. To think otherwise is more
than wrong. The Holocaust would have proceeded--and often did
proceed--with simple bullets, death marches, and massacres based on
pen and paper persecution. But there is reason to examine the
fantastical numbers Hitler achieved in murdering so many millions so
swiftly, and identify the crucial role of automation and technology.
Accountability is needed.
What
made me demand answers to the unasked questions about IBM and the
Holocaust? I confronted the reality of IBM's involvement one day in
1993 in Washington at the United States Holocaust Museum. There, in
the very first exhibit, an IBM Hollerith D-11 card sorting
machine--riddled with circuits, slots, and wires--was prominently
displayed. Clearly affixed to the machine's front panel glistened an
IBM nameplate. It has since been replaced with a smaller IBM machine
because so many people congregated around it, creating a bottleneck.
The exhibit explained little more than that IBM was responsible for
organizing the census of 1933 that first identified the Jews. IBM
had been tight-lipped about its involvement with Nazi Germany. So
although 15 million people, including most major Holocaust experts,
have seen the display, and in spite of the best efforts of leading
Museum historians, little more was understood about this provocative
display other than the brief curator's description at the exhibit
and a few pages of supportive research.
I still
remember the moment, staring at the machine for an hour. I turned to
my mother and father who accompanied me to the museum that day and
promised I would discover more.
My
parents are Holocaust survivors, uprooted from their homes in
Poland. My mother escaped from a boxcar en route to Treblinka, was
shot, and then buried in a shallow mass grave. My father had already
run away from a guarded line of Jews and discovered her leg
protruding from the snow. By moonlight and by courage, these two
escapees survived against the cold, the hunger, and the Reich.
Standing next to me five decades later, their image within the
reflection of the exhibit glass, shrapnel and bullet fragments
permanently embedded in their bodies, my parents could only express
confusion.
But I
had other questions. The Nazis had my parents' names. How?
What
was the connection of this gleaming black, beige and silver machine,
squatting silently in this dimly lit museum, to the millions of Jews
and other Europeans who were murdered--and murdered not just in a
chaotic split-second as a casualty of war, but in a grotesque and
protracted twelve-year campaign of highly organized humiliation,
dehumanization, and then ultimately extermination.
For
years after that chance discovery, I was shadowed by the realization
that IBM was somehow involved in the Holocaust in technologic ways
that had not yet been pieced together. Dots were everywhere. The
dots needed to be connected.
Knowing
that International Business Machines has always billed itself as a
"solutions" company, I understood that IBM does not merely wait for
governmental customers to call. IBM has amassed its fortune and
reputation precisely because it generally anticipates governmental
and corporate needs even before they develop, and then offers,
designs, and delivers customized solutions--even if it must execute
those technologic solutions with its own staff and equipment. IBM
has done so for countless government agencies, corporate giants, and
industrial associations.
For
years I promised myself I would one day answer the question: how
many solutions did IBM provide to Nazi Germany? I knew about the
initial solution: the census. Just how far did the solutions go?
In
1998, I began an obsessive quest for answers. Proceeding without any
foundation funds, organizational grants, or publisher dollars behind
me, I began recruiting a team of researchers, interns, translators
and assistants, all on my own dime.
Soon a
network developed throughout the United States, as well as in
Germany, Israel, England, Holland, Poland, and France. This network
continued to grow as time went on. Holocaust survivors, children of
survivors, retirees, and students with no connection to the
Holocaust--as well as professional researchers, distinguished
archivists and historians, and even former Nuremberg Trial
investigators--all began a search for documentation. Ultimately,
more than 100 people participated, some for months at a time, some
for just a few hours searching obscure Polish documents for key
phrases. Not knowing the story, they searched for key words: census,
statistics, lists, registrations, railroads, punch cards, and a
roster of other topics. When they found them, the material was
copied and sent. For many weeks, documents were flowing in at the
rate of 100 per day.
Most of
my team was volunteers. All of them were sworn to secrecy. Each was
shocked and saddened by the implications of the project and
intensely motivated. A few said they could not sleep well for days
after learning of the connection. I was often sustained by their
words of encouragement.
Ultimately, I assembled
more than 20,000 pages of documentation from 50 archives, library
manuscript collections, museum files, and other repositories. In the
process, I accessed thousands of formerly classified State
Department, OSS, or other previously restricted government papers.
Other obscure documents from European holdings had never been
translated or connected to such an inquiry. All these were organized
in my own central archive mirroring the original archival source
files. We also scanned and translated more than 50 general books and
memoirs, as well as contemporary technical and scientific journals
covering punch cards and statistics, Nazi publications, and
newspapers of the era. All of this material--primary documents,
journal articles, newsclips, and book extracts--were cross-indexed
by month. We created one manila folder for every month from 1933 to
1950. If a document referred to numerous dates, it was cross-filed
in the numerous monthly folders. Then all contents of monthly
folders were further cross-indexed into narrow topic threads, such
as Warsaw Ghetto, German Census, Bulgarian Railroads, Watson in
Germany, Auschwitz, and so on.
Stacks
of documents organized into topics were arrayed across my basement
floor. As many as six people at a time busily shuttled copies of
documents from one topic stack to another from morning until
midnight. One document might be copied into five or six topic
stacks. A high-speed copier with a 20-bin sorter was installed. Just
moving from place to place in the basement involved hopscotching
around document piles.
None of
the 20,000 documents were flash cards. It was much more complex.
Examined singly, none revealed their story. Indeed, most of them
were profoundly misleading as standalone papers. They only assumed
their true meaning when juxtaposed with numerous other related
documents, often from totally unrelated sources. In other words, the
documents were all puzzle pieces--the picture could not be
constructed until all the fragments were put together. For example,
one IBM report fleetingly referred to a "Mr. Hendricks" as fetching
an IBM machine from Dachau. Not until I juxtaposed that document
with an obscure military statistics report discovered at the Public
Record Office in London did I learn who Sgt. Hendricks really was.
Complicating the task,
many of the IBM papers and notes were unsigned or undated carbons,
employing deliberate vagueness, code words, catch phrases, or
transient corporate short hand. I had to learn the contemporaneous
lexicon of the company to decipher their content. I would study and
stare at some individual documents for months until their meaning
finally became clear through some other discovered document. For
example, I encountered an IBM reference to accumulating "points."
Eventually, I discovered that "points" referred to making sales
quotas for inclusion in IBM's Hundred Percent Club. IBM maintained
sales quotas for all its subsidiaries during the Hitler-era.
Sometimes a key
revelation did not occur until we tracked a source back three and
four stages. For example, I reviewed the English version of the
well-known volume Destruction of the Dutch Jews by Jacob Presser. I
found nothing on my subject. I then asked my researchers in Holland
to check the Dutch edition. They found a single unfootnoted
reference to a punch card system. Only by checking Presser's
original typescript did we discover a marginal notation that
referenced a Dutch archival document that led to a cascade of
information on the Netherlands. In reviewing the Romanian census, I
commissioned the translation of a German statistician's 20-page
memoir to discover a single sentence confirming that punch cards
were used in Romania. That information was juxtaposed against an IBM
letter confirming the company was moving machinery from war-torn
Poland into Romania to aid Romanian census operations.
In the
truest sense, the story of IBM and the Holocaust has been shattered
into thousands of shards. Only by piecing them all together did I
erect a towering picture window permitting me to view what really
occurred. That verified account is retold in this book.
In my
pursuit, I received extraordinary cooperation from every private,
public, and governmental source in every country. Sadly, the only
refusal came from IBM itself, which rebuffed my requests for access
to documents and interviews. I was not alone. Since WWII, the
company has steadfastly refused to cooperate with outside authors.
Virtually every recent book on IBM, whether written by esteemed
business historians or ex-IBM employees, includes a reference to the
company's refusal to cooperate with the author in any way.
Ultimately, I was able to arrange proper access. Hundreds of IBM
documents were placed at my disposal. I read them all.
Behind
every text footnote is a file folder with all the hardcopy
documentation needed to document every sentence in this book at a
moment's notice. Moreover, I assembled a team of hair-splitting,
nitpicking, adversarial researchers and archivists to review each
and every sentence, collectively ensuring that each fact and
fragment of a fact was backed up with the necessary black and white
documents.
In
reconstructing the facts, I was guided on every page by two
principles: context and consequences. For instance, although I
enjoyed access to volumes of diplomatic and intelligence
information, I was careful to concentrate on what was known publicly
in the media about atrocities and anti-Jewish conditions in Europe.
For this reason, readers will notice an extraordinary reliance on
articles in the New York Times. I quote the New York Times not
because it was the newspaper of record in America, but because IBM
executives, including Thomas Watson, were headquartered in New York.
Had they lived in Chicago, I would have quoted the Chicago Tribune.
Had they lived in Cleveland, I would have quoted the Cleveland Plain
Dealer.
Readers
will also notice that I frequently relied upon reproducing the exact
words the principals themselves used in telegrams, letters, or
telephone transcripts. Readers can judge for themselves exactly what
was said in what context.
With
few exceptions (see Bibliographical Note), the Holocaust literature
is virtually devoid of mention of the Hollerith machines--in spite
of its high profile display at the United States Holocaust Museum.
Historians should not be defensive about the absence of even a
mention. The public documents were all there, but there are
literally millions of frames and pages of Holocaust documents in the
leading archives of the world. Many of these materials had simply
never been accessed, many have not been available, and some are
based on false chronologies or appear to be corporate minutia.
Others were well known, such as Heydrich's 1939 instruction on
concentrating Jewish communities near railroad tracks, but the
repeated references to census operations were simply overlooked.
More
than the obscurity of the documents, such an investigation would
require expertise in the history of the Holocaust before and after
the war began, the history of post-Industrial Revolution
mechanization, the history of technology, and more specifically the
archaic punch card system, as well as an understanding of Reich
economics, multi-national corporations, and a grasp of financial
collusion. In addition, one would need to juxtapose the information
for numerous countries before assembling the complete picture. Just
as important is the fact that until I examined the IBM documents,
that half of the screen was totally obscured. Again, the documents
do not speak by themselves, only in ensemble. I was fortunate to
have an understanding of Reich economics and multinational commerce
from my earlier book, The Transfer Agreement, as well as a
background in the computer industry, and years of experience as an
investigative journalist specializing in corporate misconduct. I
approached this project as a typical if not grandiose investigation
of corporate conduct with one dramatic difference: the conduct
impacted on the lives and deaths of millions.
Gathering my
pre-publication expert reviewers was a process in itself. I sought
not only the leading historians of the Holocaust, but niche experts
on such topics as Vichy France, Romania, and census and persecution.
But I also consulted business historians, technical specialists,
accountants, legal sources on reparations and corporate war crimes,
an investigator from the original Nuremberg prosecution team, a
wartime military intelligence technology expert, and even an ex-FBI
special agent with expertise in financial crimes. I wanted the
prismatic view of all.
Changing perspective
was perhaps the dominant reason why the relationship between IBM and
the Holocaust has never been explored. When I first wrote The
Transfer Agreement in 1984, no one wanted to focus on assets. Now
everyone talks about the assets. The formative years for most
Holocaust scholarship was before the computer age, and well before
the Age of Information. Everyone now possesses an understanding of
how technology can be utilized in the affairs of war and peace. We
can now go back and look at the same documentation in a new light.
Many of
us have become enraptured by the Age of Computerization and the Age
of Information. I know I have. But now I am consumed with a new
awareness that, for me, as the son of Holocaust survivors, brings me
to a whole new consciousness. I call it the Age of Realization, as
we look back and examine technology's wake. Unless we understand how
the Nazis acquired the names, more lists will be compiled against
more people.
The
story of IBM and the Holocaust is just a beginning. I could have
written 20 books with the documents I uncovered, one for every
country in Europe. I estimate there are 100,000 more documents
scattered in basements and corporate archives around the United
States and Europe. Corporate archivists should take note: these
documents are related to a crime and must not be moved, tampered
with, or destroyed. They must be transferred to those appropriate
archival institutions that can assure immediate and undelayed access
to scholars and war crimes prosecutors so the accountability process
can continue (see Note on Sources).
Only
through exposing and examining what really occurred can the world of
technology finally adopt the well-worn motto: Never Again.
Edwin
Black Washington DC October 2000
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