The
Pentagon Papers
Gravel
Edition
Volume 2
Chapter 4, "The
Overthrow of Ngo Dinh Diem,
May-November, 1963,"
pp. 201-276.
(Boston: Beacon Press, 1971)
Summary and Analysis
The Diem coup was one of those
critical events in the history
of U.S. policy that could have
altered our commitment. The
choices were there: (1) continue
to plod along in a limited
fashion with Diem--despite his
and Nhu's growing unpopularity;
(2) encourage or tacitly support
the overthrow of Diem, taking
the risk that the GVN might
crumble and/or acommodate to the
VC; and (3) grasp the
opportunity--with the obvious
risks--of the political
instability in South Vietnam to
disengage. The first option was
rejected because of the belief
that we could not win with
Diem-Nhu. The third was very
seriously considered a policy
alternative because of the
assumption that an independent,
non-communist SVN was too
important a strategic interest
to abandon-and because the
situation was not sufficiently
drastic to call into question so
basic an assumption. The second
course was chosen mainly for the
reasons the first was
rejected-Vietnam was thought too
important; we wanted to win; and
the rebellious generals seemed
to offer that prospect.
In making the choice to do
nothing to prevent the coup and
to tacitly support it, the U.S.
inadvertently deepened its
involvement. The inadvertence is
the key factor. It was a
situation without good
alternatives. While Diem's
government offered some
semblance of stability and
authority, its repressive
actions against the Buddhists
had permanently alientated
popular support, with a high
probability of victory for the
Viet Cong. As efficient as the
military coup leaders appeared,
they were without a manageable
base of political support. When
they came to power and when the
lid was taken off the Diem-Nhu
reporting system, the GVN
position was revealed as weak
and deteriorating. And, by
virtue of its interference in
internal Vietnamese affairs, the
U.S. had assumed a significant
responsibility for the new
regime, a responsibility which
heightened our commitment and
deepened our involvement.
The catalytic event that
precipitated the protracted
crisis which ended in the
downfall of the Diem regime was
a badly handled Buddhist
religious protest in Hue on May
8, 1963. In and of itself the
incident was hardly something to
shake the foundations of power
of most modern rulers, but the
manner in which Diem responded
to it, and the subsequent
protests which it generated, was
precisely the one most likely to
aggravate not alleviate the
situation. At stake, of course,
was far more than a religious
issue. The Buddhist protest had
a profoundly political character
from the beginning. It sprang
and fed upon the feelings of
political frustration and
repression Diem's autocratic
rule had engendered.
The beginning of the end for
Diem can, then, be traced
through events to the regime's
violent suppression of a
Buddhist protest demonstration
in Hue on Buddha's birthday, May
8, in which nine people were
killed and another fourteen
injured. Although Buddhists had
theretofore been wholly
quiescent politically, in
subsequent weeks, a full-blown
Buddhist "struggle" movement
demonstrated a sophisticated
command of public protest
techniques by a cohesive and
disciplined organization,
somewhat belying the notion that
the movement was an outraged,
spontaneous response to
religious repression and
discrimination. Nonetheless, by
June it was clear that the
regime was confronted not with a
dissident religious minority,
but with a grave crisis of
public confidence. The Buddhist
protest had become a vehicle for
mobilizing the widespread
popular resentment of an
arbitrary and often oppressive
rule. It had become the focal
point of political opposition to
Diem. Under strong U.S. pressure
and in the face of an outraged
world opinion, the regime
reached ostensible agreement
with the Buddhists on June 16.
But the agreement merely papered
over the crisis, without any
serious concessions by Diem.
This intransigence was
reinforced by Diem's brother,
Ngo Dinh Nhu, and his wife, who
bitterly attacked the Buddhists
throughout the summer. By
mid-August the crisis was
reaching a breaking point.
The Buddhists' demonstrations
and protest created a crisis for
American policy as well. The
U.S. policy of support for South
Vietnam's struggle against the
Hanoi-supported Viet Cong
insurgency was founded on
unequivocal support of Diem,
whom the U.S. had long regarded
as the only national leader
capable of unifying his people
for their internal war. When the
Buddhist protest revealed
widespread public disaffection,
the U.S. made repeated attempts
to persuade Diem to redress the
Buddhist grievances, to repair
his public image, and to win
back public support. But the
Ngos were unwilling to bend.
Diem, in true mandarin style,
was preoccupied with questions
of face and survival-not popular
support. He did not understand
the profound changes his country
had experienced under stress,
nor did he understand the
requirement for popular support
that the new sense of
nationalism had created. The
U.S. Ambassador, Frederick
Nolting, had conducted a low-key
diplomacy toward Diem, designed
to bring him to the American way
of thinking through reason and
persuasion. He approached the
regime during the first weeks of
the Buddhist crisis in the same
manner, but got no results. When
he left on vacation at the end
of May, his DCM, William
Truehart, abandoned the soft
sell for a tough line. He took
U.S. views to Diem not as
expressions of opinion, but as
demands for action. Diem,
however, remained as obdurate
and evasive as ever. Not even
the U.S. threat to dissociate
itself from GVN actions in the
Buddhist crisis brought
movement.
In late June, with Nolting still
on leave, President Kennedy
announced the appointment of
Henry Cabot Lodge as Ambassador
to Vietnam to replace Nolting in
September. In the policy
deliberations then taking place
in Washington, consideration was
being given for the first time
to what effect a coup against
Diem would have. But Nolting
returned, first to Washington
and then to Saigon, to argue
that the only alternative to
Diem was chaos. The U.S.
military too, convinced that the
war effort was going well, felt
that nothing should be done to
upset the apple cart. So Nolting
was given another chance to talk
Diem into conciliating the
Buddhists. The Ambassador worked
assiduously at the task through
July and the first part of
August, but Diem would agree
only to gestures and
half-measures that could not
stop the grave deterioration of
the political situation. Nolting
left Vietnam permanently in
mid-August with vague assurances
from Diem that he would seek to
improve the climate of relations
with the Buddhists. Less than a
week later, Nolting was betrayed
by Nhu's dramatic August 21
midnight raids on Buddhist
pagodas throughout Vietnam.
One of the important lessons of
the American involvement in
South Vietnam in support of Diem
was that a policy of unreserved
commitment to a
particular leadership placed us
in a weak and manipulable
position on important internal
issues. The view that there were
"no alternatives" to Diem
greatly limited the extent of
our influence over the regime
and ruled out over the years a
number of kinds of leverage that
we might usefully have employed
or threatened to employ.
Furthermore, it placed the U.S.
in the unfortunate role of
suitor to a fickle lover. Aware
of our fundamental commitment to
him, Diem could with relative
impunity ignore our wishes. It
reversed the real power
relationship between the two
countries. Coupled with Diem's
persistent and ruthless
elimination of all potential
political opposition, it left us
with rather stark alternatives
indeed when a crisis on which we
could not allow delay and
equivocation finally occurred.
For better or worse, the August
12 pagoda raids decided the
issue for us.
The raids, themselves, were
carefully timed by Nhu to be
carried out when the U.S. was
without an Ambassador, and only
after a decree placing the
country under military martial
law had been issued. They were
conducted by combat police and
special forces units taking
orders directly from Nhu, not
through the Army chain of
command. The sweeping attacks
resulted in the wounding of
about 30 monks, the arrest of
over 1,400 Buddhists and the
closing of the pagodas (after
they had been damaged and looted
in the raids). In their
brutality and their blunt
repudiation of Diem's solemn
word to Nolting, they were a
direct, impudent slap in the
face for the U.S. Nhu expected
that in crushing the Buddhists
he could confront the new U.S.
Ambassador with a fait accompli
in which the U.S. would
complainingly acquiesce, as we
had in so many of the regime's
actions which we opposed.
Moreover, he attempted to fix
blame for the raids on the
senior Army generals. Getting
word of the attacks in Honolulu,
where he was conferring with
Nolting and Hilsman, Lodge flew
directly to Saigon. He
immediately let it be known that
the U.S. completely dissociated
itself from the raids and could
not tolerate such behavior. In
Washington the morning after,
while much confusion reigned
about who was responsible for
the raids, a statement
repudiating them was promptly
released. Only after several
days did the U.S. finally
establish Nhu's culpability in
the attacks and publicly
exonerate the Army.
On August 23, the first contact
with a U.S. representative was
made by generals who had begun
to plan a coup against Diem. The
generals wanted a clear
indication of where the U.S.
stood. State in its subsequently
controversial reply, drafted and
cleared on a weekend when
several of the principal
Presidential advisors were
absent from Washington, affirmed
that Nhu's continuation in a
power position within the regime
was intolerable (words missing)
and did not, "then, we must face
the possibility that Diem
himself cannot be preserved."
This message was to be
communicated to the generals,
and Diem was to be warned that
Nhu must go. Lodge agreed with
the approach to the generals,
but felt it was futile to
present Diem with an ultimatum
he would only ignore and one
that might tip off the palace to
the coup plans. Lodge proceeded
to inform only the generals.
They were told that the U.S.
could no longer support a regime
which included Nhu, but that
keeping Diem was entirely up to
them. This was communicated to
the generals on August 27. The
President and some of his
advisors, however, had begun to
have second thoughts abought
switching horses so suddenly,
and with so little information
on whether the coup could
succeed, and if it did, what
kind of government it would
bring to power. As it turned
out, Washington's anxiety was
for naught, the plot was
premature, and after several
uncertain days, its demise was
finally recognized on August 31.
Thus by the end of August, we
found ourselves without a
leadership to support and
without a policy to follow in
our relations with the GVN. In
this context a month-long policy
review took place in Washington
and in Vietnam. It was
fundamentally a search for
alternatives. In both places the
issue was joined between those
who saw no realistic
alternatives to Diem and felt
that his policies were having
only a marginal effect on the
war effort, which they wanted to
get on with by renewing our
support and communication with
Diem; and those who felt that
the war against the VC would not
possibly be won with Diem in
power and preferred therefore to
push for a coup of some kind.
The first view was primarily
supported by the military and
the CIA both in Saigon and in
Washington, while the latter was
held by the U.S. Mission, the
State Department and members of
the White House staff. In the
end, a third alternative was
selected, namely to use pressure
on Diem to get him to remove Nhu
from the scene and to end his
repressive policies. Through
September, however, the debate
continued with growing
intensity. Tactical
considerations, such as another
Lodge approach to Diem about
removing the Nhus and the effect
of Senator Church's resolution
calling for an aid suspension,
focused the discussion at times,
but the issue of whether to
renew our support for Diem
remained. The decision hinged on
the assessment of how seriously
the political deterioration was
affecting the war effort.
In the course of these policy
debates, several participants
pursued the logical but painful
conclusion that if the war could
not be won with Diem, and if his
removal would lead to political
chaos and also jeopardize the
war effort, then the war was
probably unwinnable. If that
were the case, the argument
went, then the U.S. should
really be facing a more basic
decision on either an orderly
disengagement from an
irretrievable situation, or a
major escalation of the U.S.
involvement, including the use
of U.S. combat troops. These
prophetic minority voices were,
however, raising an unpleasant
prospect that the Administration
was unprepared to face at that
time. In hindsight, however, it
is clear that this was one of
the times in the history of our
Vietnam involvement when we were
making fundamental choices. The
option to disengage honorably at
that time now appears an
attractively low-cost one. But
for the Kennedy Administration
then, the costs no doubt
appeared much higher. In any
event, it proved to be unwilling
to accept the implications of
predictions for a bleak future.
The Administration hewed to the
belief that if the U.S. be but
willing to exercise its power,
it could ultimately always have
its way in world affairs.
Nonetheless, in view of the
widely divergent views of the
principals in Saigon, the
Administration sought
independent judgments with two
successive fact-finding
missions. The first of these
whirlwind inspections, by
General Victor Krulak, JCS
SACSA, and a State Department
Vietnam expert, Joseph
Mendenhall, from September 7-10,
resulted in diametrically
opposing reports to the
President on the conditions and
situation and was, as a result,
futile. The Krulak-Mendenhall
divergence was significant
because it typifies the
deficient analysis of both the
U.S. civilian and military
missions in Vietnam with respect
to the overall political
situation in the country. The
U.S. civilian observers, for
their part, failed to fully
appreciate the impact Diem had
had in preventing the emergence
of any other political forces.
The Buddhists, while a cohesive
and effective minority protest
movement, lacked a program or
the means to achieve power. The
labor unions were entirely
urban-based and appealed to only
a small segment of the
population. The clandestine
political parties were small,
urban, and usually elitist. The
religious sects had a narrow
appeal and were based on ethnic
minorities. Only the Viet Cong
had any real support and
influence on a broad base in the
countryside. The only real
alternative source of political
power was the Army since it had
a large, disciplined
organization spanning the
country, with an independent
communications and
transportation system and a
strong superiority to any other
group in coercive power. In its
reports on the Army, however,
General Harkins and the U.S.
military had failed to
appreciate the deeply corrosive
effect on internal allegiance
and discipline in the Army that
Diem's loyalty based promotion
and assignment policies had had.
They did not foresee that in the
wake of a coup senior officers
would lack the cohesiveness to
hang together and that the
temptations of power would
promote a devisive internal
competition among ambitious men
at the expense of the war
against the Viet Cong.
Two weeks after the fruitless
Krulak-Mendenhall mission, with
the Washington discussions still
stalemated, it was the turn of
Secretary McNamara and General
Taylor, the Chairman of the JCS,
to assess the problem. They left
for Vietnam on September 23 with
the Presidential instruction to
appraise the condition of the
war effort and the impact on it
of the Buddhist political
turmoil and to recommend a
course of action for the GVN and
the U.S. They returned to
Washington on October 2. Their
report was a somewhat
contradictory compromise between
the views of the civilian and
military staffs. It affirmed
that the war was being won, and
that it would be successfully
concluded in the first three
corps areas by the end of 1964,
and in the Delta by 1965,
thereby permitting the
withdrawal of American advisors,
although it noted that the
political tensions were starting
to have an adverse effect on it.
But, more importantly, it
recommended a series of measures
to coerce Diem into compliance
with American wishes that
included a selective suspension
of U.S. economic aid, an end to
aid for the special forces units
used in the August 21 raids
unless they were subordinated to
the Joint General Staff, and the
continuation of Lodge's cool
official aloofness from the
regime. It recommended the
public announcement of the U.S.
intention to withdraw 1,000
troops by the end of the year,
but suggested that the aid
suspensions not be announced in
order to give Diem a chance to
respond without a public loss of
face. It concluded by
recommending against active U.S.
encouragement of a coup, in
spite of the fact that an aid
suspension was the one step the
generals had asked for in August
as a sign of U.S. condemnation
of Diem and support for a change
of government. The report was
quickly adopted by Kennedy in
the NSC and a brief, and
subsequently much rued,
statement was released to the
press on October 2, announcing
the planned withdrawal of 1,000
troops by year's end.
The McNamara-Taylor mission,
like the Krulak-Mendenhall
mission before and the Honolulu
Conference in November after the
coup, points up the great
difficulty encountered by high
level fact-finding missions and
conferences in getting at the
"facts" of a complex policy
problem like Vietnam in a short
time. It is hard to believe that
hasty visits by harried high
level officials with overloaded
itineraries really add much in
the way of additional data or
lucid insight. And because they
become a focal point of
worldwide press coverage, they
often raise public expectations
or anxieties that may only
create additional problems for
the President. There were many
such high level conferences over
Vietnam.
Of the recommendations of the
McNamara-Taylor mission, the
proposal for selective
suspension of economic aid, in
particular the suspension of the
commercial import program, was
the most significant both in
terms of its effect, as an
example of the adroit use or
denial of American assistance to
achieve foreign policy
objectives. In this instance
economic sanctions, in the form
selected aid suspensions in
those programs to which the
regime would be most sensitive
but that would have no immediate
adverse effect on the war
effort, were used constructively
to influence events rather than
negatively to punish those who
had violated our wishes, our
usual reaction to coups in Latin
America. The proposal itself had
been under consideration since
the abortive coup plot of
August. At that time, Lodge had
been authorized to suspend aid
if he thought it would enhance
the likelihood of the success of
a coup. Later in September he
was again given specific control
over the delay or suspension of
any of the pending aid programs.
On both occasions, however, he
had expressed doubt about the
utility of such a step. In fact,
renewal of the commercial import
program had been pending since
early in September, so that the
adoption of the McNamara-Taylor
proposal merely formalized the
existing situation into policy.
As might have been expected
(although the record leaves
ambiguous whether this was a
conscious aim of the
Administration), the Vietnamese
generals interpreted the
suspension as a green light to
proceed with a coup.
While this policy was being
applied in October, Lodge
shunned all contact with the
regime that did not come at
Diem's initiative. He wanted it
clearly understood that they
must come to him prepared to
adopt our advice before he would
recommend to Washington a change
in U.S. policy. Lodge performed
with great skill, but inevitably
frictions developed within the
Mission as different viewpoints
and proposals came forward. In
particular, Lodge's
disagreements and disputes with
General Harkins during October
when the coup plot was maturing
and later were to be of
considerable embarrassment to
Washington when they leaked to
the press. Lodge had carefully
cultivated the press, and when
the stories of friction
appeared, it was invariably
Harkins or Richardson or someone
else who was the villian.
No sooner had the
McNamara-Taylor mission returned
to Washington and reported its
recommendations than the
generals reopened contact with
the Mission indicating that once
again they were preparing to
strike against the regime.
Washington's immediate reaction
on October 5 was to reiterate
the decision of the NSC on the
McNamara-Taylor report, i.e., no
U.S. encouragement of a coup.
Lodge was instructed, however,
to maintain contact with the
generals and to monitor their
plans as they emerged. These
periodic contacts continued and
by October 25, Lodge had come to
believe that Diem was unlikely
to respond to our pressure and
that we should therefore not
thwart the coup forces. Harkins
disagreed, believing that we
still had not given Diem a real
chance to rid himself of Nhu and
that we should present him with
such an ultimatum and test his
response before going ahead with
a coup. He, furthermore, had
reservations about the strength
of the coup forces when compared
with those likely to remain
loyal to the regime. All this
left Washington anxious and
doubtful. Lodge was cautioned to
seek fuller information on the
coup plot, including a line-up
of forces and the proposed plan
of action. The U.S. could not
base its policy on support for a
coup attempt that did not offer
a strong prospect of success.
Lodge was counseled to consider
ways of delaying or preventing
the coup if he doubted its
prospects for success. By this
juncture, however, Lodge felt
committed and, furthermore, felt
the matter was no longer in our
hands. The generals were taking
the action on their own
initiative and we could only
prevent it now by denouncing
them to Diem. While this debate
was still going on, the generals
struck.
Shortly after Ambassador Lodge
and Admiral Felt had called on
Diem on November 1, the generals
made their move, culminating a
summer and fall of complex
intrigue. The coup was led by
General Minh, the most respected
of the senior generals, together
with Generals Don, Kim and
Khiem. They convoked a meeting
of all but a few senior officers
at JGS headquarters at noon on
the day of the coup, announced
their plans and got the support
of their compatriots. The coup
itself was executed with skill
and swiftness. They had devoted
special attention to ensuring
that the major potentially loyal
forces were isolated and their
leaders neutralized at the
outset of the operation. By the
late afternoon of November 1,
only the palace guard remained
to defend the two brothers. At
4:30 p.m., Diem called Lodge to
ask where the U.S. stood. Lodge
was noncommital and confined
himself to concern for Diem's
physical safety. The
conversation ended
inconclusively. The generals
made repeated calls to the
palace offering the brothers
safe conduct out of the country
if they surrendered, but the two
held out hope until the very
end. Sometime that evening they
secretly slipped out of the
palace through an underground
escape passage and went to a
hide-away in Cholon. There they
were captured the following
morning after their whereabouts
was learned when the palace
fell. Shortly the two brothers
were murdered in the back of an
armored personnel carrier en
route to JGS headquarters.
Having successfully carried off
their coup, the generals began
to make arrangements for a
civilian government. Vice
President Tho was named to head
a largely civilian cabinet, but
General Minh became President
and Chairman of the shadow
Military Revolutionary Council.
After having delayed an
appropriate period, the U.S.
recognized the new government on
November 8. As the euphoria of
the first days of liberation
from the heavy hand of the Diem
regime wore off, however, the
real gravity of the economic
situation and the lack of
expertise in the new government
became apparent to both
Vietnamese and American
officials. The deterioration of
the military situation and the
strategic hamlet program also
came more and more clearly into
perspective.
These topics dominated the
discussions at the Honolulu
Conference on November 20 when
Lodge and the country team met
with Rusk, McNamara, Taylor,
Bell, and Bundy. But the meeting
ended inconclusively. After
Lodge had conferred with the
President a few days later in
Washington, the White House
tried to pull together some
conclusions and offer some
guidance for our continuing and
now deeper involvement in
Vietnam. The instructions
contained in NSAM 273, however,
did not reflect the truly dire
situation as it was to come to
light in succeeding weeks. The
reappraisals forced by the new
information would swiftly make
it irrelevant as it was
"overtaken by events."
For the military coup d'etat
against Ngo Dinh Diem, the U.S.
must accept its full share of
responsibility. Beginning in
August of 1963 we variously
authorized, sanctioned and
encouraged the coup efforts of
the Vietnamese generals and
offered full support for a
successor government. In October
we cut off aid to Diem in a
direct rebuff, giving a green
light to the generals. We
maintained clandestine contact
with them throughout the
planning and execution of the
coup and sought to review their
operational plans and proposed
new government. Thus, as the
nine-year rule of Diem came to a
bloody end, our complicity in
his overthrow heightened our
responsibilities and our
commitment in an essentially
leaderless Vietnam.
End of Summary and Analysis
CHRONOLOGY
8 May 1963 Hue incident
Government troops fire on a
Buddhist protest
demonstration, killing nine
and wounding fourteen. The
incident triggers a
nationwide Buddhisst protest
and a crisis of popular
confidence for the Diem
regime. GVN maintains the
incident was an act of VC
terrorism.
10 May 1963 Manifesto of
Buddhist clergy
A five point demand by the
Buddhist clergy is
transmitted to the
Government. It calls for
freedom to fly the Buddhist
flag, legal qaulity with the
Catholic Church, an end of
arrests, punishment of the
perpetrators of the May 8
incident, and
indemnification of its
victims.
18 May 1963 Nolting meeting
with Diem: Embassy Saigon
message 1038
U.S. Ambassador Nolting
meets with Diem and outlines
the steps the U.S. wants
Diem to take to refress the
Buddhist grievances and
recapture public confidence.
These include an admission
of responsibility for the
Hue incident, compensation
of the victims, and a
reaffirmation of religious
equality and
non-discrimination.
30 May 1963 Buddhist
demonstrations
350 Buddhist monks
demonstrate in front of the
National Assmebly and
announce a 48-hour hunger
strike.
4 Jun 1963 Truehart meeting
with Thuan
With Nolting on leave,
charge d'affaires Truehart
meets with Secretary of
State Tuan and on insruction
from the State Department,
warns that U.S. support for
the GVN could not be
maintained if there were
another bloody suppression
of Buddhists.
4 Jun 1963 Tho
Committee appointed
Later that day the
Government announces the
appointment of an
inter-ministerial committee
headed by Vice President Tho
to resolve the religious
issue.
5 Jun 1963 The committee
meets Buddhists
The first meeting between
the Tho committee and the
Buddhist leadership takes
place, after which each side
publicly questions the
other's good faith in the
negotiations.
8 Jun 1963 Madame Nhu
atacks Buddhists
Madame Nhu, wife of Diem's
powerful brother, publicly
accuses the Buddhists of
being infiltrated with
communist agents
Later on the same day,
Truehart protests Mme. Nhu's
remarks to Diem and
threatens to dissociate the
U.S. from any future
repressive measures against
the Buddhists.
11 Jun 1963 First Buddhist
suicide by fire
At noon in the middle of a
downtown intersection, a
Buddhist monk, Thich Quang
Duc, is immersed in gasoline
and sets himself afire. His
fiery protest is
photographed and is front
page material in the world's
newspapers. Shock and
indignation are universal.
Mme. Nhu subsequently refers
to it as a "barbecue."
12 Jun 1963 Truehart repeats
U.S. dissociation threat
Truehart sees Diem again to
protest his lack of action
on the Buddhist problem and
says that Quang Duc's
suicide has shocked the
world. If Diem does not act,
the U.S. will be forced to
dissociate itself from him.
14 Jun 1963 Tho committee
meets again with Buddhists
Under U.S. pressure,
negotiations between Vice
President Tho's committee
and the Buddhist leadership
reopen in apparent earnest.
16 Jun 1963 GVN-Buddhist
communique
A joint GVN-Buddhist
communique is released as a
product of the negotiations
that outlines the elements
of a settlement, but affixes
no responsibility for the
May 8 Hue incident.
Late June- July Buddhist
protest intensifies
Buddhists protest activities
intensify as leadership
passes from the discredited
moderate, older leaders to
younger militants. The
Saigon press corps is
actively cultivated.
27 June 1963 Kennedy
announces Lodge appointment
President Kennedy, visiting
in Ireland, announces the
appointment of Henry Cabot
Lodge as the new U.S.
Ambassador to South Vietnam,
effective in September.
3 Jul 1963 Tho committee
absolves regime
Vice President Tho's
committee announces that a
preliminary investigation of
the May 8 incident has
confirmed that the deaths
were the result of an act of
VC terrorism.
4 Jul 1963 White House
meeting on Vietnamese situation
At a State Department
briefing for the President
it is generally agreed that
Diem will not voluntarily
remove Nhu. A discussion of
the likely consequences of a
coup reveals divergent
views.
5 Jul 1963 Nolting in
Washington
Having cut short his
vacation to return to
Washington for
consultations, Nolting
confers with Under Secretary
of State George Ball and
voices the fear that an
attempt to overthrow Diem
would result in a protracted
religious civil war that
would open the door to the
Viet Cong. We should not
abandon Diem yet. While in
Washington he also sees
Secretary McNamara.
10 Jul 1963 SNIE 53-2-63
This special intelligence
estimate notes coup rumors
in Vietnam and warns that a
coup would disrupt the war
effort and perhaps give the
Viet Cong the opportunity
for gains they had been
hoping for. It concludes,
however, that if Diem does
nothing to implement the
June 16 agreements, Buddhist
unrest will continue through
the summer and increase the
likelihood of a coup
attempt.
11 Jul 1963 Nolting's return
to Saigon
Nolting returns to Vietnam
with Washington's blessing
to make one last attempt to
persuade Diem to conciliate
the Buddhists. The hope is
to draw on the good will
that Nolting has built up in
his two years of service.
11 Jul 1963 Nhu squelches
coup plotting
At a special meeting for all
senior generals, Nhu attacks
their loyalty to the regime
for not having thwarted the
numerous coup plots that had
been reported. The meeting
apparently forestalls any
immediae threat to the
family.
15 Jul 1963 Embassy Saigon
message 85
Deeply resentful of
Truehart's tough pressure
tactics, Nolting meets with
Diem and attempts to mollify
him. He convinces Diem to
make a nationwide radio
address with concessions to
the Buddhists.
19 Jul 1963 Diem speaks on
radio
Complying with the letter
but not the spirit of
Nolting's request, Diem
delivers a brief cold radio
address that makes only very
minor concessions to the
Buddhists and asks for
harmony and support of the
Government.
McNamara press conference
At a press conference,
Secretary McNamara says the
war is progressing well and
the Buddhist crisis has not
yet affected it.
5 Aug 1963 Second Buddhist
suicide
A second Buddhist monk
commits suicide by burning
himself to death in the
continuing protest against
the Diem regime.
14 Aug 1963 Nolting-Diem
meeting
In their final meeting
before Nolting's departure
from Vietnam, Diem promises
to make a public statement
repudiating Mme Nhu's
inflammatory denunciations
of the Buddhists. Nolting
left the next day.
15 Aug 1963 New York
Herald Tribune article by
Marguerite Higgins
Diem's promised public
statement takes the form of
an interview with Marguerite
Higgins, conservative
correspondent of the New
York Herald Tribune. Diem
asserts that conciliation
has been his policy toward
the Buddhists all along and
the family is pleased with
Lodge's appointment.
18 Aug 1963 Generals decide
on martial law
Ten senior Army generals
meet and decide that in view
of the deteriorating
political situation, they
will ask Diem for a
declaration of martial law
to permit them to return
monks from outside Saigon to
their own provinces and
pagodas and thus reduce
tensions in the capital.
20 Aug 1963 Generals propose
martial law to Nhu and Diem
A small group of generals
meets first with Nhu and
then with Diem to propose
that martial law be decreed
forthwith. Diem approves the
proposal and the decree
takes effect at midnight.
21 Aug 1963 Nhu's forces
attack pagodas
Under the cover of the
military martial law,
shortly after midnight,
forces loyal to Nhu and
under his orders attack
pagodas throughout Vietnam,
arresting monks and sacking
the sacred buildings. Over
30 Buddhists are injured and
over 1400 arrested. The
attack is a shattering
repudiation of Diem's
promises to Nolting. The
Embassy is taken by
surprise.
Lodge confers with
Nolting and Hilsman
First news of the attacks
reaches Lodge in Honolulu
where he is conferring with
Nolting and Assistant
Secretary of State Hilsman.
He is dispatched immediately
to Vietnam.
Washington reaction
At 9:30 a.m. a stiff
statement is released by
State deploring the raids as
a direct violation of Diem's
assurances to the U.S. But
first intelligence places
the blame for them on the
Army, not Nhu.
22 Aug 1963 Lodge arrives in
Saigon
After a brief stop in Tokyo,
Lodge arrives in Saigon at
9:30 p.m. The situation
still remains confused.
23 Aug 1963 CIA information
Report TDCS DB-3/656,252
General Don, armed forces
commander under the martial
law decree, has contacted a
CAS officer and asked why
the U.S. was broadcasting
the erroneous story that the
Army had conducted the
pagoda raids. Nhu's special
forces were responsible. The
U.S. should make its
position known. A separate
contact by another general
with a member of the mission
had brought another inquiry
as to the U.S. position. The
query is clear. Would we
support the Army if it acted
against Nhu and/or Diem?
Student demonstrations
Large student protest
demonstrations on behalf of
the imprisoned Buddhists
take place at the faculties
of medicine and pharmacy at
the University of Saigon.
They are a dramatic break
with the tradition of
student apathy to politics
in Vietnam. The regime
reacts with massive arrests.
24 Aug 1963 Embassy Saigon
message 316, Lodge to Hilsman
Lodge lays the blame for the
raids at Nhu's feet and
states that his influence is
significantly increased.
But, in view of the loyalty
of Saigon area commanders, a
coup attempt would be a
"shot in the dark."
State message 243, State
to Lodge
Subsequently known as the
"Aug 24 cable," this
controversial message
acknowledges Nhu's
responsibility for the raids
and says that U.S. can no
longer tolerate his
continuation in power. If
Diem is unable or unwilling
to remove him, the generals
are to be told that the U.S.
will be prepared to
discontinue economic and
military support, accept the
obvious implication and will
promise assistance to them
in any period of interim
breakdown of the GVN.
Lodge's permission is
requested for a VOA
broadcast exonerating the
Army of responsibility for
the Aug 21 raids.
25 Aug 1963 Embassy Saigon
message
Lodge approves the proposed
course of action but sees no
reason to approach Diem
first. Diem will not remove
the Nhus and it would merely
tip off the palace to the
impending military action.
CAS Saigon message 0292
Lodge, Harkins, and
Richardson meet and agree on
an approach to the generals
with the information in
State's 243.
26 Aug 1963 VOA broadcast
Early on this Monday
morning, VOA in South
Vietnam broadcasts the press
stories placing blame for
the Aug 21 raids on Nhu and
absolving the Army. It also
broadcast press speculation
that the U.S. is
contemplating an aid
suspension.
Lodge presents
credentials to Diem
Later the same morning,
Lodge presents his
credentials to Diem, after
an early morning meeting
with Harkins and Richardson,
at which they agree on the
details of the approach to
the generals.
NSC meeting
The Aug 24 cable of
instructions had been
drafted, cleared and sent on
a weekend with McNamara,
McCone, Rusk and the
President all out of town.
The NSC meeting on Monday
morning reveals that these
top advisors have
reservations about
proceeding hastily with a
coup when we lack so much
basic information about its
leadership and chances.
Lodge is asked for more
details.
27 Aug 1963 CAS agents meet
generals
CAS agents Conein and Spera
meet with Generals Khiem and
Khanh respectively. Khiem
tells Conein that other
participants are Generals
Minh, Kim, Thieu and Le, and
that General Don was aware
of the plot and approved,
but was too exposed to
participate.
Embassy Saigon message
364
Lodge gives an optimistic
appraisal of the balance of
forces for a coup and
expresses confidence in the
identified leaders.
NSC meeting
At the now daily NSC meeting
in Washington, the State
Department participants
generally favor going ahead
with the coup, while the
Defense Department, both
civilian and military,
prefers another try with
Diem.
28 Aug 1963 MACV message 1557
Harkins goes on record with
doubts about the line-up of
forces for the coup and sees
no reason for our "rush
approval."
State message 269,
President to Lodge; and JCS
message 3385, Taylor to
Harkins
Concerned by the differing
views of Lodge and Harkins,
as well as the division of
opinion in Washington, the
President asks the
Ambassador and MACV for
their separate appraisals.
29 Aug 1963 CAS agents meet
Minh
At this meeting, arranged by
Minh, he asks for clear
evidence that the U.S. will
not betray them to Nhu. He
is unwilling to discuss the
details of his plan. When
asked what would constitute
a sign of U.S. support, he
replies that the U.S. should
suspend economic aid to the
regime.
Embassy Saigon message
375
Lodge replies to the
Presidential query that the
U.S. is irrevocably
committed to the generals.
He recommends showing the
CAS messages to them to
establish our good faith and
if that is insufficient, he
recommends a suspension of
economic aid as they
requested.
MACV message 1566
Harkins reply to Taylor
suggests that one last
effort be made with Diem in
the form of an ultimatum
demanding Nhu's removal.
Such a move he feels will
strengthen the hand of the
generals, not imperil them.
NSC meeting
Another inconclusive meeting
is held with the division of
opinion on a U.S. course of
action still strong. The
result is to leave policy
making in Lodge's hands.
State message 272
Lodge is authorized to have
Harkins show the CAS
messages to the generals in
exchange for a look at their
detailed plans. He is
further authorized to
suspend U.S. aid at his
discretion.
31 Aug 1963 MACV message
1583; Embassy Saigon message
391; and CAS Saigon message 0499
Harkins meets with Khiem who
tells him that Minh has
called off the coup.
Military was unable to
achieve a favorable balance
of forces in the Saigon area
and doubts about whether the
U.S. had leaked their plans
to Nhu were the deciding
factors. A future attempt is
not ruled out.
NSC meeting; MGen Victor
C. Krulak, Memo for the
Record, Vietnam Meeting at
the State Dept.
With the demise of the coup
plot confirmed, the NSC
(without the President)
meets to try to chart a new
policy for Vietnam. The
discussion reveals the
divergence between the
military desire to get on
with the war and repair
relations with Diem, and the
State Department view that
continued support for Diem
will eventually mean a loss
of the war as more and more
of the South Vietnamese are
alienated from it. No
decisions are taken.
2 Sep 1963 Kennedy TV
interview
The President, in a TV
interview with CBS News'
Walter Cronkite, expresses
his disappointment with
Diem's handling of the
Buddhist crisis and concern
that a greater effort is
needed by the GVN to win
popular support. This can be
done, he feels, "with change
in policy and perhaps with
personnel . . ."
Lodge meets with Nhu
Avoiding any contact with
Diem, Lodge nonetheless
meets with Nhu who announces
his intention to quit the
Government as a sign of the
progress of the campaign
against the VC. Mme Nhu and
Archbishop Thuc, another of
Diem's brothers, are to
leave the country on
extended trips shortly.
6 Sep 1963 NSC meeting
The NSC decides to instruct
Lodge to reopen "tough"
negotiations with Diem and
to start by clarifying to
him the U.S. position.
Robert Kennedy speculates
that if the war can be won
neither with Diem nor in the
event of a disruptive coup,
we should perhaps be
considering a U.S.
disengagement. Secretary
McNamara proposes a
fact-finding trip by General
Krulak, and State suggests
including Joseph Mendenhall,
a senior FSO with Vietnam
experience. They leave later
the same day.
7 Sep 1963 Archbishop Thuc
leaves Vietnam
With the intercession of the
Vatican and the Papal
Delegate in Saigon,
Archbishop Thuc leaves the
country for Rome on an
extended visit.
8 Sep 1963 AID Director Bell
TV interview
In a televised interview,
AID Director Bell expresses
concern that Congress might
cut aid to South Vietnam if
the Diem Government does not
change its repressive
policies.
9 Sep 1963 Mme Nhu leaves
Vietnam
Mme Nhu departs from Saigon
to attend the World
Parliamentarians Conference
in Belgrade and then to take
an extendedtrip through
Europe and possibly the U.S.
Kennedy TV interview
Appearing on the inaugural
program of the NBC
Huntley-Brinkley News, the
President says he does not
believe an aid cut-off would
be helpful in achieving
American purposes in Vietnam
at present.
10 Sep 1963 NSC meeting
Krulak and Mendenhall return
from Vietnam after a
whirlwind four day trip and
make their report to the
NSC. With them are John
Mecklin, USIS Director in
Saigon, and Rufus Phillips,
USOM's Director of Rural
Programs. Krulak's report
stresses that the war is
being won and, while there
is some dissatisfaction in
the military with Diem, no
one would risk his neck to
remove him. A continuation
of present policies under
Diem will yield victory.
Mendenhall presents a
completely contradictory
view of the situation. A
breakdown of civil
administration was possible
and a religious civil war
could not be excluded if
Diem was not replaced. The
war certainly could not be
won with Diem. Phillips and
Mecklin support Mendenhall
with variations. Nolting
agrees with Krulak. All the
disagreement prompts the
President to ask the two
emissaries, "You two did
visit the same country,
didn't you?"
11 Sep 1963 Embassy Saigon
message 478
Lodge reverses himself in
suggesting a complete study
of kinds of economic aid
suspension that might be
used to topple the regime.
White House meeting
White House decides to hold
economic aid renewal in
abeyance pending a complete
examination of how it might
be used to pressure Diem.
tion in the Senate
condemning the South
Vietnamese Government for
its repressive handling of
the Buddhist problem and
calling for an end to U.S.
aid unless the repressions
are abandoned.
12 Sep 1963 Senator Church's
Resolution
With White House approval,
Senator Church introduces a
resolution in the Senate
condemning the South
Vietnamese Government for
its repressive handling of
the Buddhist problem and
calling for an end to U.S.
aid unless the repressions
are abandoned.
14 Sep 1963 State message 411
Lodge is informed that
approval of the $18.5
million commercial import
program is deferred until
basic policy decisions on
Vietnam have been made.
16 Sep 1963 Martial law ends
Martial law is ended
throughout the country.
17 Sep 1963 NSC meeting
Two alternative proposals
for dealing with Diem are
considered. The first would
use an escalatory set of
pressures to get him to do
our bidding. The second
would involve acquiescence
in recent GVN actions,
recognition that Diem and
Nhu are inseparable, and an
attempt to salvage as much
as possible from a bad
situation. A decision is
taken to adopt the first as
policy, and also to send
Secretary McNamara and
General Taylor on a
fact-gathering mission.
21 Sep 1963 White House press
release
The forthcoming
McNamara-Taylor mission is
announced to the press by
the White House.
White House instructions
to McNamara-Taylor
The White House instructions
for the mission ask the two
men to (1) appraise the
status of the military
effort; (2) assess the
impact on the war effort of
the Buddhist crisis; (3)
recommend a course of action
for the GVN to redress the
problem and for the US. to
get them to do it; and (4)
examine how our aid can
further no. 3.
23 Sep 1963 McNamara-Taylor
mission departs
The McNamara-Taylor party
leaves Washington for its
ten day trip to Vietnam.
25 Sep 1963 Opening meeting
of McNamara-Taylor with country
team
The disagreement between
Harkins and Lodge about the
situation in-country and the
progress of the war surfaces
immediately in this first
conference. McNamara spends
several subsequent days
touring various parts of
Vietnam to appraise the war
first hand and talk with
U.S. and Vietnamese
officers.
27 Sep 1963 National Assembly
elections
As announced earlier, and at
the end of a pro forma one
week campaign, the GVN holds
nation-wide elections for
the National Assembly with
predictably high turnouts
and majorities for
Government candidates.
Embassy Saigon messages
602 and 608
Aware that McNamara and
Taylor are tasked to
recommend uses of the aid
program to pressure Diem,
both Lodge and Brent, the
USOM Director, go on record
against them.
29 Sep 1963 McNamara, Taylor
and Lodge see Diem
In their protocol call on
Diem, and after his two-hour
monologue, McNamara is able
to pointedly stress that the
political unrest and
Government repressive
measures against the
Buddhists were undermining
the U.S. war effort. Diem
seems unimpressed, but does
ask Taylor for his
appraisal, as a military
man, of the progress of the
war.
30 Sep 1963 McNamara, Taylor
and Lodge meet Vice President
Tho
Tho stresses to the two
visitors the gravity of the
political deterioration and
the negative effect it was
having on war. He questions
the success of the strategic
hamlet program. Later that
day, the McNamara-Taylor
party leaves South Vietnam
for Honolulu.
2 Oct 1963 SecDef Memo for
the President: Report of the
McNamara-Taylor mission
After a day in Honolulu to
prepare a report, McNamara
and Taylor return to
Washington and present their
findings and recommendations
to a morning NSC meeting.
Their long report represents
a compromise between the
military and the civilian
views. It confirms the
progress of the war, but
warns of the dangers
inherent in the current
political turmoil and
recommends pressures against
Diem to bring changes.
Militarily, it calls for
greater GVN effort,
especially in the Delta and
in clear and hold
operations, and a
consolidation of the
strategic hamlet program. It
proposes the announcement of
the plans to withdraw 1,000
American troops by year's
end. To put political
pressure on Diem to
institute the reforms we
want, it recommends a
selective aid suspension, an
end of support for the
special forces responsible
for the pagoda raids, and a
continuation of Lodge's
aloofness from the regime.
It recommends against a
coup, but qualifies this by
suggesting that an
alternative leadership be
identified and cultivated.
The recommendations are
promptly approved by the
President.
White House press release
A statement following the
meeting is released as
recommended by McNamara and
Taylor that reiterates the
U.S. commitment to the
struggle against the VC,
announces the 1,000 man
troop withdrawal, and
dissociates the U.S. from
Diem's repressive policies.
It does not, however,
announce the aid
suspensions.
CAS Saigon message 1385
CAS agent Conein
"accidentally" meets General
Don at Tan Son Nhut. Don
asks him to come to Nha
Trang that evening. With
Embassy approval Conein
keeps the appointment. Don
states that there is an
active plot among the
generals for a coup, and
that General Minh wants to
see Conein on Oct 5 to
discuss details. The key to
the plan, according to Don,
is the conversion of III
Corps Commander, General
Dinh.
5 Oct 1963 NSC meeting
The President approves
detailed recommendations of
the McNamara-Taylor mission
for transmission to Lodge.
CAP message 63560
President today approved
recommendation that no
initiative should now be
taken to give any active
covert encouragement to a
coup. There should, however,
be urgent covert effort . .
. to identify and build
contacts with possible
alternative leadership as
and when it appears."
CAS Saigon message 1445
With Lodge's approval, and
probably before receipt of
foregoing message, Conein
meets with General Minh.
Minh says he must know the
U.S. position on a coup in
the near future. The GVN's
loss of popular support is
endangering the whole war
effort. Three possible plans
are mentioned, one involving
assassination. Conein is
noncommital.
CAS Saigon message 34026
Lodge recommends that when
Conein is contacted again,
he be authorized to say that
the U.S. will not thwart a
coup, that we are willing to
review plans, and that we
will continue support to a
successor regime.
Richardson recalled
His identity having been
compromised in recent press
stories about internal
policy struggles in the U.S.
mission, CIA Chief of
Station, John Richardson, is
recalled to Washington.
6 Oct 1963 CAP message 63560
Washington clarifies its
views on a coup by stating
that the U.S. will not
thwart such a move if it
offers prospects of a more
effective fight against the
VC. Security and deniability
of all contacts is
paramount.
7 Oct 1963 National Assembly
convenes
The newly elected National
Assembly convenes to hear
Diem's State of the Union
address. Diem speaks mainly
of Vietnam's past progress
under his rule, playing down
the current political crisis
and making only scant
reference to U.S. aid.
Mme Nhu arrives in U.S.
Mme Nhu arrives in the U.S.
from Europe for a three-week
speaking tour. She
immediately launches into
vituperative attacks on the
U.S. and its role in
Vietnam.
Oct 1963 UN General Assembly
vote
The UN General Assembly,
after a strong debate with
many voices denouncing
Diem's anti-Buddhist policy,
votes to send a fact-finding
team to Saigon to
investigate the charges of
repression.
Oct 1963 CAS officer meets
Minh
A CAS officer reportedly
meets with Minh and conveys
the U.S. position that it
will neither encourage nor
thwart a coup attempt, but
would hope to be informed
about it.
17 Oct 1963 GVN informed of
aid cut-off to special forces
Acting for the Ambassador,
General Stillwell, MACV J-3,
informs Secretary Thuan that
U.S. aid for the special
forces units responsible for
the Aug 21 raids is being
suspended until they are
transferred to the field and
placed under JGS command.
22 Oct 1963 Department of
State, JNR Research Memo RFE9O
The State Department
publishes a controversial
research memorandum which
takes issue with the
Pentagon's optimistic
reading of the statistical
indicators on the progress
of the war. The memo states
that certain definitely
negative and ominous trends
can be identified.
Harkins sees Don
General Harkins sees General
Don, and in a conversation
whose interpretation is
subsequently disputed, tells
him that U.S. officers
should not be approached
about a coup as it distracts
them from their job,
fighting the VC. Don takes
it as U.S. discouragement
of a coup.
23 Oct 1963 CAS agent meets
Don
General Don renews contact
with Conein to ask for
clarification of U.S. policy
after Harkins' statement to
him of the previous day.
Conein repeats Washington
guidance, which relieves
Don. Conein asks for proof
of the existence of the coup
and its plan; Don promises
to provide politi
[material missing]
24 Oct 1963 Diem invites
Lodge to Dalat
Diem extends an invitation
to Lodge and his wife to
spend Sunday, Oct 27, with
him at his villa in Dalat.
Lodge is pleased, Diem has
come to him.
1st CAS agent meeting
with Don
Conein meets with Don in the
morning and the latter
reports that Harkins had
corrected his previous
remarks and apologized for
any misunderstanding. The
coup is set to take place
before Nov 2 and he will
meet Conein later that day
to review the plans.
2nd CAS agent meeting
with Don
In the evening, Don tells
Conein that the coup
committee voted not to
reveal any plans because of
concern about security
leaks. He promises to turn
over to Conein for Lodge's
Eyes Only the operation plan
two days before the coup
occurs.
UN fact-finding team
arrives in Saigon
The UN fact-finding team
arrives in Saigon and begins
its investigation.
25 Oct 1963 CAS Saigon
message 1964
Lodge argues that the time
has come to go ahead with a
coup and we should not
thwart the maturing plot. He
takes strong exception to
Harkins reservations about
the determination and
ability of the plotters to
carry off the coup.
CAP message 63590
Bundy, replying for the
White House, is concerned
about the dangers of U.S.
support for a coup that
fails. We must be in a
position to judge the
prospects for the coup plan
and discourage any effort
with likelihood of failure.
26 Oct 1963 Vietnamese
National Day
Diem reviews the troops in
the National Day parade
before scant crowds with
Lodge and all other
diplomatic personnel in
attendance. The coup had
originally been scheduled
for this day.
27 Oct 1963 Lodge-Diem
meeting
As planned, Lodge travels to
Dalat with Diem and engages
in a day-long conversation
that produces little
results. Diem makes his
standard complaints against
the U.S., and whenever Lodge
asks what he is planning to
do about specific U.S.
requests, he changes the
subject. At one point, he
does inquire, however, about
resumption of the commercial
import program. Lodge asks
what movement he will make
on our requests. Diem
changes the subject. Lodge's
feelings of frustration
confirm his conviction that
we cannot work with Diem.
Buddhist suicide
A seventh Buddhist monk
commits suicide by fire.
28 Oct 1963 Don contacts
Lodge
At the airport in the
morning prior to departing
for the dedication of an
atomic energy facility in
Dalat, General Don
approaches Lodge and asks if
Conein is authorized to
speak for the U.S. Lodge
says yes. Don then affirms
the need for the coup to be
completely Vietnamese. Lodge
agrees, but when he asks
about timing, Don replies
that the generals are not
yet ready.
CAS agent meets Don
That evening Conein meets
Don again and the latter
says that the plans may be
available for Lodge only
four hours before the coup.
Lodge should not change his
plans to go to Washington on
Oct 31 as this would tip off
the palace. Some details of
the organization of the coup
committee are discussed.
29 Oct 1963 CJNCPAC alerts
task force
CINCPAC alerts a naval and
air task force to stand off
Vietnam for possible
evacuation of American
dependents and civilians if
required.
NSC meeting
A decision is made at the
NSC meeting to have Lodge
fully inform Harkins on the
coup plotting and
arrangements, since if Lodge
leaves, Harkins will be in
charge. Concern is also
registered at the differing
views of the two men toward
a coup.
Special forces
transferred from Saigon
In the first preparatory act
of the coup, General Dinh
orders Colonel Tung's
special forces out of Saigon
for maneuvers. It is unclear
whether the action came as a
part of the generals' coup
or Nhu's psuedo coup.
30 Oct 1963 MACV messages
2028, 2033, and 2034
Belatedly apprised of the
continuing contacts with the
generals and the U.S. role
in the coup plotting,
General Harkins dispatches
three angry cables to Taylor
in which he disagrees with
Lodge's interpretation of
the U.S. policy. He
understands it to be no
active covert encouragement.
He opposes personally a coup
and doesn't think the
generals have the forces to
pull one off.
CAS Washington message
79109
The White House is now
genuinely concerned at the
Saigon dispute and tells
Lodge it believes we still
have the power to call off
the coup if we choose to.
CAS Saigon message 2063
Lodge replies to Washington
that he is powerless to stop
the coup, the matter is
entirely in Vietnamese
hands. Harkins does not
concur.
CAS Washington message
79407
To clear the air and
redefine U.S. policy,
Washington sent another
cable to Lodge. The U.S.
cannot accept as a policy
position that it has no
power to prevent the coup.
If the coup does not have
high prospects of success,
Lodge should intercede with
the generals to have it
delayed or called off. More
detailed information on the
plans is urgently requested.
Specific instructions to
guide U.S. action during a
coup are issued. They
prescribe strict
noninvolvement and somewhat
less strict neutrality.
31 Oct 1963 Lodge defers
departure
Lodge, who had been
scheduled to leave for
Washington for high-level
conferences, defers his
departure because of the
tense atmosphere and the
apparent immenence of the
coup.
1 Nov 1963 Lodge and Felt
meet with Diem
10:00 a.m. Admiral Felt, who
is visiting, and Lodge call
on Diem, who reiterates many
of the points he made to
McNamara a month earlier. At
the end of the meeting, Diem
takes Lodge aside and
indicates he is ready to
talk about what the U.S.
wants him to do. Felt leaves
Saigon after the meeting.
Late morning Coup units begin
to deploy
The first coup units begin
to deploy in and around
Saigon.
12:00 a.m. Officers meet at
JGS
The coup committee has
convened a meeting of all
senior Vietnamese officers
except Generals Dinh and Cao
at JGS. There they are
informed of the coup and
asked to support it. All
except Colonel Tung do.
Their pledges of support are
taped. Tung is taken into
custody later to be
executed. The CNO was killed
en route by an escort. A CAS
officer is invited to the
JGS and maintains telephone
contact with the Embassy
throughout the coup.
1:45 p.m. U.S. notified
General Don calls General
Stillwell, J-3 to General
Harkins, and informs him
that the coup is under way.
2:00 p.m. Key installations
taken
About his time coup forces
are seizing the key
installations in Saigon,
including the post office,
police headquarters, radio
stations, airport, naval
headquarters, etc. They were
also deploying for attacks
on the palace and the palace
guard barracks and to block
any counter-attack from
outside the city.
4:00 p.m. First skirmishes,
Diem told to surrender
By about this time the first
skirmish was taking place at
the palace and guard
barracks. Failing to reach
General Dinh, Diem and Nhu
realize the coup is serious.
The generals called shortly
after this and told the two
brothers to surrender. They
refused.
4:30 p.m. Coup broadcast,
Diem calls Lodge
The generals go on radio,
announce the coup and demand
the resignation of Diem and
Nhu. At the same time, Diem
is calling Lodge. He asks
Lodge where the U.S. stands.
Lodge replies that the U.S.
cannot yet have a view. He
exprsses concern for Diem's
safety, and the conversation
ends there.
5:00 p.m. Generals again call
Diem to demand surrender
Repeated calls are now made
to the palace to get Diem to
surrender. All the generals
try. Colonel Tung is put on
the phone and tells Diem he
is a captive. Tung is then
taken outside and executed.
Diem and Nhu now frantically
call all unit commanders but
can find none loyal. Outside
sporadic firing continues.
8:00 p.m. Diem and Nhu flee
Sometime in the early
evening, probably about
eight o'clock, the two
brothers escape from the
palace through one of the
secret underground passages
constructed for just such
emergencies. They are met by
a Chinese friend who takes
them to a previously
prepared hideaway in Cholon.
There they spend the night
in telephone contact with
the palace.
9:00 p.m. Palace bombarded
At about nine o'clock, the
attackers launch an
artillery and armored
barrage on the palace and
its defenders which lasts
through the night.
2 Nov 1963 3:30 a.m. Assault
on the palace begins
The tank and infantry
assault on the Gia Long
palace begins.
6: 20 a.m. Diem calls
generals to surrender
Diem calls General Don from
the Cholon hideout to
surrender, but does not tell
his location.
6:30 a.m. Palace falls
Realizing the hopelessness
of the situation, Diem
issues a cease fire order to
the palace guard and the
palace falls to the
insurgents. Colonel Thao,
the commander of the
attacking forces, learns of
Diem's whereabouts and with
JGS permission goes to
arrest him.
6: 45 a.m. Diem and Nhu again
escape
Arriving at the Cholon
house, Thao calls JGS and is
overheard by the brothers
who escape to a nearby
Catholic church.
6:50 a.m. Diem and Nhu are
captured
Diem again calls General Don
and surrenders, this time
unconditionally. He and Nhu
are taken prisoner shortly
thereafter and are murdered
in the back of an armored
personnel carrier en route
to JGS.
afternoon Vice President Tho
confers on new government
Vice President Tho enters
into intensive conferences
and negotiations with the
coup committee on the
composition of a new interim
government which he will
head.
3 Nov 1963 Lodge meets with
Generals Don and Kim
Generals Don and Kim call on
Lodge at the Embassy and
apologize for the absence of
Minh who is closeted with
Tho working on the
composition of the new
government. A two-tiered
government is expected. A
military committee chaired
by General Minh will
supervise a largely civilian
cabinet under Tho's Prime
Ministership. Lodge promises
the immediate restoration of
aid programs and assures the
generals of forthcoming U.S.
recognition.
4 Nov 1963 Lodge meets with
General Minh
On instructions from
Washington, Lodge meets with
Minh and Don and urges them
to make a clarifying
statement on the deaths of
Diem and Nhu to allay
anxieties about the new
leaders. Minh promises to do
so and to announce the new
government soon.
5 Nov 1963 New government
announced
The new government is
announced with Minh as
President and Chief of the
Military Committee. Tho is
Premier, Minister of Economy
and Minister of Finance. Don
is Minister of Defense and
Dinh is Minister of
Security. Most other posts
are filled by civilians, but
there is a noticeable
absence of well-known
opponents to Diem. A later
announcement suspends the
1956 constitution, and
outlines the structure and
functions of the new interim
government.
6 Nov 1963 Composition of the
Military Revolutionary Council
announced
Saigon Radio announces the
composition of the new
Military Revolutionary
Council with Minh as
Chairman and including all
important generals except
Khanh.
7 Nov 1963 NLF makes
post-coup policy statement
In a post-coup policy
statement, the NLF lists
eight demands of the new
regime, all but one of which
the Minh-Tho Government was
going to do anyway.
Brent meets with Tho on
U.S. aid
USOM Director Brent meets
with Tho who indicated that
all economic aid questions
would be handled directly by
his office. It was further
agreed that a high-level
Vietnamese commission would
work with a similar group in
the U.S. mission to
establish economic and aid
policies and levels.
8 Nov 1963 U.S. recognizes
new government
Lodge calls on the new
Foreign Minister, Pham Dang
Lam, and presents a note of
U.S. recognition. The new
government will be heavily
dependent on the U.S. in all
areas.
9 Nov 1963 Embassy Saigon
message 986
In the weekly progress
report, the mission notes
the greatly increased VC
activity in the week
following the coup. The
return of coup units to the
field will reverse this
trend, it is hoped.
12 Nov 1963 CJNCPAC message
to JCS 120604Z 63
CINCPAC takes note that the
statistical indicators for
the war (VC attacks, weapons
loss ratio, VC defections)
show deterioration dating
back to the summer.
17 Nov 1963 NLF releases
stronger set of demands
Its first set of demands
having been effectively
preempted by the new Minh
Government, the NLF release
a new and stronger set of
demands including that the
U.S. influence be
eliminated, the fighting be
halted and that a coalition
government be established.
For the first time the NLF
states that reunification of
Vietnam is an objective.
20 Nov 1963 Honolulu
Conference
The entire country team
meets with Rusk, McNamara,
Taylor, Bundy, and Bell to
review the current
situation. Lodge voices
optimism about the new
government, but notes the
inexperience of the new
leaders. We should not press
them too hard. We should
secondly pledge aid to them
in at least the amounts we
were giving it to Diem.
Brent notes the economic
naivety of the generals and
indicates the need for
greater U.S. technical
assistance to the
government. Harkins'
assessment is guardedly
optimistic, taking note of
the higher than average VC
activity in the week after
the coup. The determination
of the new leaders impressed
him, but he was concerned
about the disruptions that
wholesale replacements of
province and district chiefs
might have.
Press release after
Honolulu Conference
The press release gives few
details but does reiterate
the U.S. intention to
withdraw 1,000 troops by the
end of the year.
22 Nov 1963 Lodge confers
with the President
Having flown to Washington
the day after the
conference, Lodge meets with
the President and presumably
continues the kind of report
given in Honolulu.
23 Nov 1963 NSAM 273
Drawing together the results
of the Honolulu Conference
and Lodge's meeting with the
President, NSAM 273
reaffirms the U.S.
commitment to defeat the VC
in South Vietnam. It
reiterates the plan to
withdraw 1,000 troops by
year's end and to end the
war in the first three corps
areas by the end of 1964 and
in the Delta by the end of
1965. U.S. support for the
new regime is confirmed and
aid in at least the amounts
given to Diem is guaranteed.
The Delta is to be the area
of concentration for all
military, political,
economic and social efforts.
And clandestine operations
against the North and into
Laos are authorized.
I. INTRODUCTION
In the spring of 1963, the
regime of Ngo Dinh Diem seemed
to exhibit no more signs of
advanced decay or imminent
demise than might have been
discerned since 1958 or 1959.
Only in hindsight can certain
developments be identified as
salient. Of these, certainly the
steadily increasing influence of
the Nhus was the most ominous.
Nhu came more and more to
dominate Diem in the last year
of the Diem rule. But as his
power increased, Nhu's grip on
reality seems to have slipped
and he was reported in that last
year to have been smoking opium
and to have been mentally ill.
Meanwhile, Mrne. Nhu was
developing a power obsession of
her own. The catastrophic effect
of their influence during the
ensuing crisis, however, was
impossible to have predicted. As
one perceptive observer noted,
the Ngo family "had come to
power with a well-developed
persecution complex and had
subsequently developed a
positive mania for survival."
Another source of concern should
have been the regime's
self-imposed isolation from the
populace. It had left the
peasants apathetic, a cause for
real concern in a struggle with
the zealous, doctrinaire Viet
Cong; but, more importantly, it
had alienated large portions of
the restive urban population who
felt most directly the impact of
the regime's arbitrary rule. The
regime, in fact, had no real
base of political support and
relied on the loyalty of a
handful of key military
commanders to keep it in power
by forestalling any overthrow.
The loyalty of these men was
bought with promotions and
favors. Graft and corruption
should also have drawn concern,
even if governmental dishonesty
was endemic in Asia, and
probably not disproportionate at
that time in South Vietnam.
It was not, however, the strains
that these problems had placed
on the Vietnamese political
structure that were ultimately
decisive. The fundamental
weakness of the Diem regime was
the curious rigidity and
political insensitivity of its
mandarin style in the face of a
dramatic crisis of popular
confidence.
With regard to the war, the
consensus of the U.S. military
mission and the U.S.
intelligence community in the
spring of 1963 was that the
military situation in South
Vietnam was steadily improving
and the war was beginning to be
won. A National Intelligence
Estimate in April 1963 concluded
that the infusion of U.S.
advisors had begun to have the
desired effect of strengthening
the ARVN and increasing its
aggressiveness. [Doc. 121] The
Viet Cong retained good
strength, but could be contained
by the ARVN if they did not
receive a great increase in
external support. Statistical
indices showed a decline in Viet
Cong attacks from the previous
year, increased ARVN offensive
activity, and improvement in the
weapons loss ratio. Continuing
problems were Diem's
loyalty-based officer promotion
policy, ARVN desertions and
AWOL's, poor intelligence, and
low grade NCO's and company
grade officers. Nonetheless, the
overall outlook was sanguine.
Particular reason for
encouragement was the adoption
in February 1963 of the National
Campaign Plan urged by the U.S.
The hopeful prospects were
summarized for Secretary
McNamara in a briefing paper for
the Honolulu Conference of May
6:
The over-all situation in
Vietnam is improving. In the
military sector of the
counterinsurgency, we are
winning. Evidences of
improvement are clearly
visible, as the combined
impact of the programs which
involve a long lead time
begin to have effect on the
Viet Cong.
Even as seasoned an observer of
insurgency as Sir Robert
Thompson, Chief of the British
Advisory Mission, was able to
report that, "Now, in March
1963, I can say, and in this I
am supported by all members of
the mission, that the Government
is beginning to win the shooting
war against the Viet Cong."
One reason for the optimism of
these appraisals was the vigor
with which the government, under
the direction of Nhu, was
pushing the Strategic Hamlet
Program. Nhu had been initially
cool to the idea, but once he
established the U.S. willingness
to fund the program, he focused
on it as the principal vehicle
of the counterinsurgency
campaign and as an excellent
means of extending the
oligarchy's control into the
countryside. In April the GVN
claimed it had completed 5,000
strategic hamlets and had
another 2,000 under
construction. There was already
official U.S. misgiving,
however, about the quality of
many of the hamlets and about
overextension of the country's
limited human resources in the
program's frantic rate of
expansion. Nevertheless, field
reports seemed to support the
success of the program which was
seen as the key to the struggle
against the Viet Cong.
U.S.-GVN relations in the spring
of 1963 were beginning to show
signs of accumulating stress. As
the U.S. commitment and
involvement deepened, frictions
between American advisors and
Vietnamese counterparts at all
levels increased. Diem, under
the influence of Nhu, complained
about the quantity and zeal of
U.S. advisors. They were
creating a colonial impression
among the people, he said. Diem
chose to dramatize his complaint
by delaying agreement on the
commitment of South Vietnamese
funds for joint
counterinsurgency projects. The
issue was eventually resolved,
but the sensitivity to the
growing U.S. presence remained
and as the long crisis summer
wore on, it gradually became a
deep-seated suspicion of U.S.
motives.
The report of the Mansfield
mission, published in March,
further exacerbated relations
between the two countries. Diem
and Nhu were particularly
incensed by its praise of
Cambodian neutralism and
criticism of their regime. Coup
rumors began to circulate again
that spring, and the prevailing
palace state of mind hearkened
back to suspicions of U.S.
complicity in the abortive 1960
coup. Mme. Nhu's ascorbic public
criticism of the United States
was a further source of
friction. By May 1963, these
problems in U.S.-GVN relations
were already substantial enough
to preoccupy officials of both
governments. Within a matter of
weeks, however, events thrust
them into the background of a
far more serious crisis.
II. THE BUDDHIST CRISIS: MAY
8-AUGUST 21
A. THE CRISIS ERUPTS
The incident in Hue on May 8,
1963, that precipitated what
came to be called the Buddhist
crisis, and that started the
chain of events that ultimately
led to the overthrow of the Diem
regime and the murder of the Ngo
brothers, happened both
inadvertently and unexpectedly.
No one then foresaw that it
would generate a national
opposition movement capable of
rallying virtually all
non-communist dissidence in
South Vietnam. More importantly,
no one then appreciated the
degree of alienation of
Vietnam's people from their
government, nor the extent of
the political decay within the
regime, a regime no longer
capable of coping with popular
discontent.
The religious origins of the
incident are traceable to the
massive flight of Catholic
refugees from North Vietnam
after the French defeat in 1954.
An estimated one million
Catholics fled the North and
resettled in the South. Diem,
animated, no doubt, by religious
as well as humanitarian
sympathy, and with an eye to
recruiting political support
from his coreligionists,
accorded these Catholic refugees
preferential treatment in land
redistribution, relief and
assistance, commercial and
export-import licenses,
government employment, and other
GVN largess. Because Diem could
rely on their loyalty, they came
to fill almost all important
civilian and military positions.
As an institution, the Catholic
Church enjoyed a special legal
status. The Catholic primate,
Ngo Dinh Thuc, was Diem's
brother and advisor. But prior
to 1962, there had been no
outright discrimination against
Buddhists. However, among South
Vietnam's 3-4 million practicing
Buddhists and the 80% of the
population who were nominal
Buddhists, the regime's
favoritism, authoritarianism,
and discrimination created a
smoldering resentment.
In April 1963, the government
ordered provincial officials to
enforce a longstanding but
generally ignored ban on the
public display of religious
flags. The order came just after
the officially encouraged
celebrations in Hue
commemorating the 25th
anniversary of the ordination of
Ngo Dinh Thuc, the Archbishop of
Hue, during which Papal flags
had been prominently flown. The
order also came, as it happened,
just prior to Buddha's birthday
(May 8)-a major Buddhist
festival. Hue, an old provincial
capital of Vietnam, was the only
real center of Buddhist learning
and scholarship in Vietnam and
its university had long been a
center of left-wing dissidence.
Not surprisingly, then, the
Buddhists in Hue defiantly flew
their flags in spite of the
order and, when the local
administration appeared to have
backed down on the ban, were
emboldened to hold a previously
scheduled mass meeting on May 8
to commemorate Buddha's
birthday. Seeing the
demonstration as a challenge to
family prestige (Hue was also
the capital of the political
fief of another Diem brother,
Ngo Dinh Can) and to government
authority, local officials tried
to disperse the crowds. When
preliminary efforts produced no
results, the Catholic deputy
province chief ordered his
troops to fire. In the ensuing
melee, nine persons were killed,
including some children, and
fourteen were injured. Armored
vehicles allegedly crushed some
of the victims. The Diem
government subsequently put out
a story that a Viet Cong agent
had thrown a grenade into the
crowd and that the victims had
been crushed in a stampede. It
steadfastly refused to admit
responsibility even when neutral
observers produced films showing
government troops firing on the
crowd.
Diem's mandarin character would
not permit him to handle this
crisis with the kind of
flexibility and finesse it
required. He was incapable of
publicly acknowledging
responsibility for the tragedy
and seeking to conciliate the
angry Buddhists. He was
convinced that such a public
loss of face would undermine his
authority to rule, oblivious to
the fact that no modern ruler
can long ignore massive popular
disaffection whatever his own
particular personal virtues may
be. So the government clung
tenaciously to its version of
what had occurred.
The following day in Hue over
10,000 people demonstrated in
protest of the killings. It was
the first of the long series of
protest activities with which
the Buddhists were to pressure
the regime in the next four
months. The Buddhists rapidly
organized themselves, and on May
10, a manifesto of the Buddhist
clergy was transmitted to the
government demanding freedom to
fly their flag, legal equality
with the Catholic Church, an end
of arrests and freedom to
practice their beliefs, and
indemnification of the victims
of the May 8th incident with
punishment for its perpetrators.
These five demands were
officially presented to
President Diem on May 15, and
the Buddhists held their first
press conference after the
meeting. Publicized hunger
strikes and meetings continued
throughout May, but Diem
continued to drag his feet on
placating the dissenters or
settling issues. On May 30,
about 350 Buddhist monks
demonstrated in front of the
National Assembly in Saigon, and
a 48-hour hunger strike was
announced. On June 3, a
demonstration in Hue was broken
up with tear gas and several
people were burned, prompting
charges that the troops had used
mustard gas. On June 4, the
government announced the
appointment of an
interministerial committee
headed by Vice President Tho to
resolve the religious issue, but
by this time such gestures were
probably too late. Large
portions of the urban population
had rallied to the Buddhist
protest, recognizing in it the
beginnings of genuine political
opposition to Diem. On June 8,
Mme. Nhu exacerbated the problem
by announcing that the Buddhists
were infiltrated by communists.
Throughout the early days of the
crisis, the U.S. press had
closely covered the events and
brought them to the attention of
the world. On June 11, the press
was tipped off to be at a
downtown intersection at noon.
Expecting another protest
demonstration, they were
horrified to witness the first
burning suicide by a Buddhist
monk. Thich Quang Duc's fiery
death shocked the world and
electrified South Vietnam.
Negotiations had been taking
place between Vice President
Tho's committee and the
Buddhists since June 5, with
considerable acrimonious public
questioning of good faith by
both sides. After the suicide,
the U.S. intensified its already
considerable pressure on the
government to mollify the
Buddhists, and to bring the
deteriorating political
situation under control.
Finally, on June 16, a joint
GVN-Buddhist communique was
released outlining the elements
of a settlement, but affixing no
responsibility for the May 8
incident. Violent suppression by
the GVN of rioting the next day,
however, abrogated the spirit of
the agreement. The Nhus, for
their part, immediately
undertook to sabotage the
agreement by secretly calling on
the GVN-sponsored youth
organizations to denounce it. By
late June, it was apparent that
the agreement was not meant as a
genuine gesture of conciliation
by Diem, but was only an effort
to appease the U.S. and paper
over a steadily widening fissure
in internal politics.
The evident lack of faith on the
part of the government in the
June 16 agreement discredited
the conciliatory policy of
moderation that the older
Buddhist leadership had followed
until that time. In late June,
leadership of the Buddhist
movement passed to a younger,
more radical set of monks, with
more far-reaching political
objectives. They made
intelligent and skillful
political use of a rising tide
of popular support. Carefully
planned mass meetings and
demonstrations were accompanied
with an aggressive press
campaign of opposition to the
regime. Seizing on the
importance of American news
media, they cultivated U.S.
newsmen, tipped them off to
demonstrations and rallies, and
carefully timed their activities
to get maximum press coverage.
Not surprisingly, the Ngo family
reacted with ever more severe
suppression to the Buddhist
activists, and with acrimonious
criticism and even threats to
the American newsmen.
Early in July, Vice President
Tho's committee announced that a
preliminary investigation of the
May 8 incident had confirmed
that the deaths were the result
of an act of Viet Cong
terrorism. Outraged, the
Buddhists denounced the findings
and intensified their protest
activities. On July 19, under
U.S. pressure, Diem made a brief
two-minute radio address,
ostensibly an expression of
conciliation to the Buddhists,
but so written and coldly
delivered as to destroy in
advance any effect its announced
minor concessions might have
had.
Within the regime, Nhu and his
wife were severely criticizing
Diem for caving in under
Buddhist pressure. Mme. Nhu
publicly ridiculed the Buddhist
suicide as a "barbecue," accused
the Buddhist leaders of being
infiltrated with communists, and
construed the protest movement
as Viet Cong inspired. Both Nhu
and his wife worked publicly and
privately to undermine Diem's
feeble efforts at compromise
with the Buddhists, and rumors
that Nhu was considering a coup
against his brother began to
circulate in July.
A U.S. Special National
Intelligence Estimate on July 10
concluded with the perceptive
prediction that if the Diem
regime did nothing to implement
the June 16 agreement and to
appease the Buddhists, the
likelihood of a summer of
demonstrations was great, with
the strong possibility of a
non-communist coup attempt.
[Doc. 21] By mid-August a week
before Nhu launched general
raids on Buddhist pagodas in
Saigon and elsewhere, the CIA
had begun to note malaise in the
bureaucracy and the army:
Since the Buddhist dispute
with the Diem government
erupted on 8 May, there have
been a series of reports
indicating not only
intensified plotting and
grumbling among Diem's
traditional non-Communist
critics, but renewed
restiveness and growing
disaffection in official
civilian and military
circles over Diem's handling
of the dispute.
This estimate went on to detail
numerous rumors of coup plots in
existence since at least late
June. But Nhu, in a bold move
designed to frighten coup
plotters, and to throw them off
guard, had called in the senior
generals on July 11, reprimanded
them for not having taken action
to squelch revolt, and
questioned their loyalty to the
regime. Nhu's move seemed to
have temporarily set back all
plans for an overthrow. CIA also
reported rumors that Nhu himself
was planning a "false coup" to
draw out and then crush the
Buddhists.
In August, Buddhist militancy
reached new intensity; monks
burned themselves to death on
the 5th, 15th, and 18th. The
taut political atmosphere in
Saigon in mid-August should have
suggested to U.S. observers that
a showdown was on the way. When
the showdown came, however, in
the August 21 raids on the
pagodas, the U.S. mission was
apparently caught almost
completely off guard.
B. THE U.S. "NO ALTERNATIVES
TO DIEM" POLICY
The explanation of how the U.S.
mission became detached from the
realities of the political
situation in Saigon in August
1963, is among the most ironic
and tragic of our entire
involvement in Vietnam. In
dealing with Diem over the
years, the U.S. had tried two
radically different but
ultimately equally unsuccessful
approaches. Under Ambassador
Elbridge Durbrow from the late
'50s until 1961, we had used
tough pressure tactics to bring
Diem to implement programs and
ideas we felt necessary to win
the war against the Viet Cong.
But Diem soon learned that the
U.S. was committed to him as the
only Vietnamese leader capable
of rallying his country to
defeat the communists. Armed
with this knowledge he could
defer action or ignore the
Ambassador with relative
impunity. He became adept at
playing the role of offended
lover. Thus by 1961, Durbrow was
cut off from the palace, with
little information about what
was going on and even less
influence over events. Under
Frederick Nolting as U.S.
Ambassador, the U.S. pursued a
very different tactic.
Forewarned not to allow himself
to be isolated, Nolting set out
through the patient cultivation
of Diem's friendship and trust
to secure a role for himself as
Diem's close and confidential
advisor. But there had been no
basic change in the American
belief that there was no
alternative to Diem, and Diem
must have quickly sensed this,
for he continued to respond
primarily to family interest, at
best only listening impatiently
to Nolting's carefully put
complaints, secure in the
knowledge that ultimately the
U.S. would not abandon him no
matter what he did. Both tactics
failed because of American
commitment. No amount of
pressure or suasion was likely
to be effective in getting Diem
to adopt ideas or policies which
he did not find to his liking,
since we had communicated our
unwillingness to consider the
ultimate sanction--withdrawal of
support for his regime. We had
ensnared ourselves in a
powerless, no alternatives
policy.
The denouement of this policy,
the ultimate failure of all our
efforts to coerce, cajole and
coax Diem to be something other
than the mandarin that he was,
came in the midnight attack on
the pagodas on August 21. And it
created a fundamental dilemma
for U.S. policy with respect to
Diem. On the one hand,
withdrawal of support for his
regime was the only lever likely
to force Diem to redress the
Buddhist grievances and to make
the political reforms
prerequisite for popular support
in the common fight against the
Viet Cong. On the other hand,
withdrawal of U.S. support for
Diem would be signal U.S.
approval for an anti-Diem coup,
with all its potential for
political instability and
erosion of the war effort. We
found ourselves in this
predicament not entirely
unexpectedly.
In May 1963, though it had
failed to anticipate the
Buddhist upheaval, the U.S.
mission nevertheless quickly
recognized the gravity of the
threat to Diem and reported it
to Washington. Nolting met with
Diem on May 18 and outlined the
steps he felt were necessary to
retrieve the situation. These
included a government
acknowledgment of responsibility
for the Hue incident, an offer
to compensate the families of
the victims, and a reaffirmation
of religious equality and
nondiscrimination. As an
alternative, he suggested an
investigatory commission. Diem's
noncommittal response led the
Ambassador to think that Diem
really believed the Viet Cong
had caused the deaths and that
the Buddhists had provoked the
incident. Diem felt the U.S. was
over-reacting to the events.
Thus, at a critical time
Nolting, in spite of his two
years of careful groundwork, was
unable to exercise any real
influence over Diem. Nolting
left on a well-deserved holiday
and home leave shortly after
this frustrating meeting.
By the end of May, Washington
had become concerned at Diem's
failure to act, and at the
widening Buddhist protest. The
Chargé d'Affaires, William
True-hart, was instructed to
press the GVN for action.
Working with Secretary of State
for Defense Thuan, Truehart
tried to move the government
toward negotiations with the
Buddhists. After the
demonstrations in Hue on June 3,
the State Department instructed
Truehart to tell Diem or Thuan
that the U.S. also had a stake
in an amicable settlement with
the Buddhists. On the following
day, True-hart met with Thuan
and told him that U.S. support
of South Vietnam could not be
maintained if there was bloody
repressive action in Hue. This
seemed to get action. Later that
day, Truehart was informed that
Nolting's second suggestion had
been adopted and a high-level
commission had been named to
settle the problem. The
commission, headed by Vice
President Tho, met belatedly
with the Buddhists on June 5.
On June 8, Truehart had an
interview with Diem to protest
Mme. Nhu's public criticism of
the Buddhists, which was
poisoning the atmosphere for a
settlement. When Diem refused to
disavow her statements, Truehart
threatened a U.S. "dissociation"
from any future repressive
measures to suppress
demonstrations. Truehart left
the meeting with the impression
that Diem was more preoccupied
with security measures than with
negotiations. Nolting's low-key
policy had by now been
abandoned, both in Washington
and in Saigon, in favor of a new
tough line.
The situation was dramatically
altered by the first Buddhist
suicide on June 11. Alarmed, the
State Department authorized
Truehart to tell Diem that
un'ess drastic action was taken
to meet the Buddhist demands
promptly, the U.S. would be
forced to state publicly its
dissociation from the GVN on the
Buddhist issue. Truehart made
his demarche on June 12. Diem
replied that any such U.S.
announcement would have a
disastrous effect on the
GVN-Buddhist negotiations. The
negotiations finally got under
way in earnest June 14 and the
joint communique was issued June
16.
Truehart made repeated calls on
Diem in late June and early
July, urging him in the
strongest language to take some
action indicating the
government's intention to abide
in good faith by the June 16
agreement. His effort's were
unavailing. Diem was either
noncommittal, or talked in
generalities about the
difficulties of the problem.
On June 27, President Kennedy
named Henry Cabot Lodge to
replace Ambassador Nolting
effective in September. After a
brief stop in Washington,
Nolting was hurried back to
Saigon on July 11 to make one
last effort to get Diem to
conciliate the Buddhists.
Nolting, evidently resenting the
pressure tactics used by
Truehart, met immediately with
Diem and tried to mollify him.
He succeeded only in convincing
Diem to make the shallow gesture
of the July 19 radio speech.
Otherwise, Diem merely persisted
in appeals for public harmony
and support of the government,
without any real attempt to deal
with the Buddhist grievances.
Nolting spent his last month in
Vietnam trying to repair
U.S.-GVN relations and to move
Diem to resolve the Buddhist
crisis, but his attempts were
continually undercut by the Nhus
both publicly and privately.
They had grown increasingly
belligerent about the Buddhists
during the summer, and by August
spoke often of "crushing" them.
Washington asked Nolting to
protest such inflammatory
remarks, and began to suspect
Diem's capacity to conciliate
the Buddhists in the face of Nhu
sabotage. Nolting was instructed
to suggest to Diem that Mme. Nhu
be removed from the scene.
Nolting asked Diem for a public
declaration repudiating her
remarks but after initially
agreeing, Diem then demurred and
postponed it. Finally, as a
parting gesture to Nolting, he
agreed on August 14 to make a
statement. It came in the form
of an interview with Marguerite
Higgins of the New York
Herald Tribune. Diem
asserted that conciliation had
been his policy all along and
that it was "irreversible." He
further said, in direct
contradiction of a previous
remark by Mme. Nhu, that the
family was pleased with Lodge's
appointment. Washington was
apparently satisfied by this
statement, which Diem viewed
merely as a going-away present
for Nolting. Less than a week
later, Nolting's two years of
careful work and an American
policy would be in a shambles,
betrayed by Nhu's midnight raid
on the pagodas.
Underlying the prevailing U.S.
view that there was no
alternative to Diem was the
belief that the disruptive
effect of a coup on the war
effort, and the disorganization
that would follow such a coup,
could only benefit the VC,
perhaps decisively. Military
estimates and reports emanating
from MACV through the summer of
1963 continued to reflect an
optimistic outlook, indicating
good reason to continue our
support of Diem even in the face
of his inept handling of the
Buddhist crisis. In retrospect,
it can be seen that by July the
GVN position in the war had
begun to seriously deteriorate.
At the time, however, this
weakening was not yet apparent.
The then prevailing view also
held that the Buddhist crisis
had not yet detracted from the
war effort, although its
potential to do so was
recognized. Secretary McNamara
on July 19 told a press
conference that the war was
progressing well and that the
Buddhist crisis had thus far not
affected it. The intelligence
community, however, had already
begun to note depressing effects
of the crisis on military and
civilian morale.
Meanwhile, the U.S. press corps
was reporting a far different
view of both the war and the
Buddhist crisis, one which was,
in retrospect, nearer the
reality. In particular, they
were reporting serious failures
in the Delta in both military
operations and the Strategic
Hamlet Program. Typical of this
reporting was an August 15 story
in the New York Times by David
Halberstam presenting a very
negative appraisal of the war in
the Delta. Such reports were
vehemently refuted within the
Administration, most notably by
General Krulak, the JCS Special
Assistant for Counterinsurgency.
At the lower echelons in the
field, however, there were many
U.S. advisors who did not share
Krulak's sanguine view of the
war's progress.
Within the Administration, no
real low-risk alternative to
Diem had ever been identified,
and we had continued our support
for his troublesome regime
because Diem was regarded as the
only Vietnamese figure capable
of rallying national support in
the struggle against the Viet
Cong. The Buddhist crisis
shattered our illusions about
him, and increased the domestic
U.S. political price to Kennedy
of supporting Diem. But the only
other option for us seemed a
coup, with highly uncertain
prospects for post-coup
political stability. At a
briefing for the President on
July 4, the possibilities and
prospects for a coup were
discussed. [Doc. 123] It was the
consensus that the Nhus could
not be removed, but that there
would surely be coup attempts in
the next four months. Nolting's
reported view, with which then
Assistant Secretary of State,
Roger Hilsman, did not entirely
agree, was that a coup would
most likely produce a civil war.
Hilsman felt that the likelihood
of general chaos in the wake of
a coup was less than it had been
the preceding year. (Notes on
this briefing, reproduced in the
Appendix, provide the first
documentary evidence of highest
level consideration of the
ramifications of a coup.)
In a meeting at State the
following day, July 5,
Ambassador Nolting, who had cut
short his vacation to return to
Washington in the wake of the
Buddhist crisis, told Under
Secretary of State George Ball:
In his view if a revolution
occurred in Viet-Nam which
grew out of the Buddhist
situation, the country would
be split between feuding
factions and the Americans
would have to withdraw and
the country might be lost to
the Communists. This led to
the question of how much
pressure we could exert on
Diem. Mr. Nolting replied
that if we repudiated him on
this issue his government
would fall. The Ambassador
believed that Diem would
live up to the agreement
(June 16) unless he believed
that he was dealing with a
political attempt to cause
his overthrow. [Doc. 124]
Earlier in the same interview he
had said:
....that although
interference by the Nhus was
serious, he believed that
the GVN would be able to
come through this one
slowly. As to tactics, the
more Diem was prodded the
slower he went. While Nhu
was troublesome he was
chiefly responsible for
gains which had been made in
the provincial pacification
program. [Doc. 124]
Nolting, no doubt, expressed
similar views when he met with
Secretary McNamara before
returning to Saigon.
In spite of the mounting
political pressure on the
President in Congress and in the
press because of the Buddhist
repressions, the Administration
decided to send Nolting back for
another try at getting Diem to
settle the dispute with the
Buddhists. Anxiety in Washington
mounted as the summer wore on,
and Nolting's efforts with Diem
produced evident progress. By
the time of the August 21 raids,
Washington's patience with Diem
was all but exhausted.
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